Lesko Securities, Inc.
- Regulatory AUM
- $729M
- Discretionary
- $0
- Clients
- 1,171
- Avg AUM / client
- $622K
- Accounts
- 2,547
- Employees
- 22
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,000 | $333M | 45.7% |
| High net worth individuals | 166 | $374M | 51.3% |
| Pension and profit sharing plans | 0 | $1.7M | 0.23% |
| Charitable organizations | 5 | $19.8M | 2.72% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Karen Marie Stebbins | Operations Manager | Dec 2002 (24y) | Less than 5% | |
| Gregory Stephen Lesko | Ceo / Cco | Feb 2004 (23y) | Less than 5% | |
| Mcclintock, David James | Cfo / Finop | Nov 2005 (21y) | Less than 5% | |
| Robert Scott Hartung | Vice President | May 2021 (5y) | Less than 5% | |
| William Charles Hampton | Treasurer | May 2021 (5y) | Less than 5% | |
| Nikola Lalovic | General Securities Principal | Nov 2021 (5y) | Less than 5% | |
| Richard James Pichura | Secretary | CFP | Feb 2022 (5y) | Less than 5% |
| Lindsay Spauster | Registered representative | Apr 2021 (5y) | ||
| Stephen William Smith | Registered representative | May 2021 (5y) | ||
| Barak Symes Steika | Registered representative | CFP | Nov 2022 (4y) | |
| Richard J Barber | Registered representative | Apr 2023 (3y) | ||
| Mark Meier | Registered representative | Jul 2023 (3y) | ||
| Jackson Grant Lesko | Registered representative | May 2025 (1y) | ||
| Mia Ann Hartung | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lesko Financial Services, Inc. | Owner | Aug 1997 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $729M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗