AUMdb

Joseph Grace Holdings, Inc.

State-registered Broker-Dealer (Dually Registered) CRD 103580 · New York, NY · WWW.JOSEPHGRACE.COM
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
Discretionary
Clients
0
Avg AUM / client
Accounts
Employees
5

Who they serve

Client typeClientsAUM% of AUM

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Edward Joseph Tucker Registered representative Apr 2006 (20y)
Larry Richard Christenson Registered representative Apr 2006 (20y)
Steven Michael Gottesman Registered representative Aug 2006 (20y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 1.1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Commissions
  • Other fees
  • REFERRAL FEE

Services

  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗