Kayne Anderson Capital Advisors, L.P.
- Regulatory AUM
- $34.1B
- Discretionary
- $34.1B
- Clients
- 113
- Avg AUM / client
- $302M
- Accounts
- 113
- Employees
- 310
AUM over time
Annual snapshots from Form ADV filings · as of May 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 1 | $23.8M | 0.07% |
| Banking or thrift institutions | 0 | $0 | — |
| Investment companies | 2 | $142M | 0.42% |
| Pooled investment vehicles (non-investment companies) | 94 | $31.9B | 93.4% |
| Pension and profit sharing plans | 2 | $23.0M | 0.07% |
| Charitable organizations | 0 | $0 | — |
| State or municipal government entities | 2 | $234M | 0.69% |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 8 | $819M | 2.4% |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 3 | $103M | 0.3% |
| Other | 1 | $908M | 2.66% |
Private funds (85)
View all →Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $28.5B combined gross assets
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Uaw Retiree Medical Benefits Tr EIN 900424876 | Detroit, MI | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Riceland Foods, Inc. Employee Benefit Pension Plan Riceland Foods, Inc. | 2024 | |
| Southern California Ibew Neca Pension Plan Board Of Trustees, Southern California Ibew Neca | 2024 | |
| Pipefitters Union Local No. 537 Pension Fund Pipe & Refrigeration Fitters Local 537 | 2024 | |
| The Citigroup Pension Plan Citigroup Inc. | 2024 | |
| U.A. Local 13 Pension Fund United Associated Pension Fund Local 13 | 2024 | |
| Ufcw No. California Employers Joint Pension Plan Board Of Trustees, Ufcw No. California Employers Joint Pension Plan | 2024 | |
| Southern California Pipe Trades Retirement Fund Southern California Pipe Trades Retirement Fund | Los Angeles, CA | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kayne, Richard, Alan | Co Chairman & Founder; Limited Partner | Jun 1994 (32y) | 25% – 50% | |
| Sinnott, Robert, Vose | Co Chairman; Limited Partner | Apr 2010 (16y) | 10% – 25% | |
| Stapleton, Paul, Francis | Chief Financial Officer; Limited Partner | Mar 2011 (15y) | Less than 5% | |
| O'neil, Michael, Joseph | Chief Compliance Officer; Limited Partner | Mar 2012 (14y) | Less than 5% | |
| James Charles Baker | Director; Limited Partner | Jan 2015 (12y) | Less than 5% | |
| Quinn, Terrence, Jerome | Vice Chairman; Limited Partner | Jul 2016 (10y) | Less than 5% | |
| Rabil, Albert | Chief Executive Officer; Chief Executive Officer And Managing Partner Of Ka Real Estate; Limited Partner | Jun 2021 (5y) | 10% – 25% | |
| Barbabella, Matthew, J | General Counsel; Limited Partner; Director | Jul 2021 (5y) | Less than 5% | |
| Goodwillie, Douglas, Linn | Director; Limited Partner | Oct 2021 (5y) | Less than 5% | |
| Selznick, Sydney | Director; Limited Partner | Oct 2021 (5y) | Less than 5% | |
| Weingeist, Daniel, Mosies | Director; Limited Partner | Oct 2021 (5y) | Less than 5% | |
| Blank, Paul, Stuart | President And Chief Operating Officer; Limited Partner | Jan 2023 (4y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kayne Anderson Investment Management, Inc. | General Partner | Jun 1994 | A | Less than 5% |
| Ka Holdings, Inc. | Owner | Aug 1995 | B | GP / trustee / elected manager of Kayne Anderson Investment Management, Inc. (indirect) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (85, $28.5B gross assets)
Top 25 of 85 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Riceland Foods, Inc. Employee Benefit Pension Plan | Riceland Foods, Inc. | 329 | $319M | 08/01/2024 |
| Southern California Ibew Neca Pension Plan | Board Of Trustees, Southern California Ibew Neca | 8,335 | $1.6B | 07/01/2024 |
| Pipefitters Union Local No. 537 Pension Fund | Pipe & Refrigeration Fitters Local 537 | 2,372 | $962M | 03/01/2024 |
| The Citigroup Pension Plan | Citigroup Inc. | 14,217 | $10.0B | 01/01/2024 |
| U.A. Local 13 Pension Fund | United Associated Pension Fund Local 13 | 582 | $373M | 01/01/2024 |
| Ufcw No. California Employers Joint Pension Plan | Board Of Trustees, Ufcw No. California Employers Joint Pension Plan | 39,903 | $2.9B | 01/01/2024 |
| Southern California Pipe Trades Retirement Fund | Southern California Pipe Trades Retirement Fund | 6,644 | $1.6B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Uaw Retiree Medical Benefits Tr | Public charity | $62.9B | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/20/2026 | 21.5 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- BNY Mellon $889M (3% of AUM) May 2026
- State Street $178M (1% of AUM) May 2026
- J.P. Morgan $106M (0% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 20, 2026.
View current Form ADV (SEC/IAPD) ↗