The Pacific Center For Financial Services
- Regulatory AUM
- $961M
- Discretionary
- $902M
- Clients
- 781
- Avg AUM / client
- $1.2M
- Accounts
- 1,672
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 450 | $163M | 17.0% |
| High net worth individuals | 331 | $798M | 83.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schliesser, Gloria | Cfo/Director | Apr 1997 (29y) | ≈ 37.5% – 75% via Schliesser Family Trust | |
| Stephen Frederick Schliesser | Ceo/Director | CFP | Apr 1997 (29y) | ≈ 37.5% – 75% via Schliesser Family Trust |
| John Bradley Bargmann | Registered representative | Jun 1999 (27y) | ||
| Chad Michael Franck | Registered representative | May 2006 (20y) | ||
| Ashley M Souza | Registered representative | Apr 2013 (13y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schliesser Family Trust | Owner | Mar 2007 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Schliesser, Gloria: 50% – 75% of Schliesser Family Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Stephen Frederick Schliesser: 50% – 75% of Schliesser Family Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $944M (98% of AUM) Jun 2026
- Pershing $16.1M (2% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗