Dodge & Cox
SEC-registered
Mutual Fund / Asset Manager · Mega ($100B+)
CRD 104596
· SEC file 801-1895
· San Francisco, CA
· dodgeandcox.com
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ADV data as of Apr 17, 2026
- Regulatory AUM
- $467B
- Discretionary
- $466B
- Clients
- 740
- Avg AUM / client
- $630M
- Accounts
- 740
- Employees
- 336
AUM over time
$175B
$467B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 17, 2026
Asset allocation (SMA assets by investment type)
as of Apr 17, 2026
Investment-grade corporate bonds
$145B
31%
Exchange-traded equities
$126B
27%
Other
$117B
25%
US government & agency bonds
$56.0B
12%
State & local bonds
$14.0B
3%
Non-investment-grade bonds
$4.7B
1%
Cash & equivalents
$4.7B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 222 positions, $181,976,456,224)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Johnson Controls International Plc | SHS | $7,530,438,723 | 57,506,214 | 4.14% | 1.61% |
| 2 | The Charles Schwab Corp. | COM | $7,048,770,797 | 75,002,881 | 3.87% | 1.51% |
| 3 | Rtx Corp. | COM | $6,842,814,809 | 35,473,379 | 3.76% | 1.47% |
| 4 | Occidental Petroleum Corp. | COM | $4,815,562,180 | 74,085,572 | 2.65% | 1.03% |
| 5 | Microsoft Corp. | COM | $4,427,209,139 | 11,959,935 | 2.43% | 0.95% |
| 6 | Booking Holdings, Inc. | COM | $4,199,785,779 | 997,498 | 2.31% | 0.9% |
| 7 | Cvs Health Corp. | COM | $3,718,847,931 | 51,780,116 | 2.04% | 0.8% |
| 8 | Met Life, Inc. | COM | $3,614,836,959 | 51,114,776 | 1.99% | 0.77% |
| 9 | Fed Ex Corp. | COM | $3,555,904,735 | 9,983,449 | 1.95% | 0.76% |
| 10 | Alphabet, Inc. | CAP STK CL C | $3,507,872,673 | 12,228,518 | 1.93% | 0.75% |
| 11 | Sunbelt Rentals Holdings, Inc. | SHS | $3,456,399,221 | 53,101,847 | 1.9% | 0.74% |
| 12 | Regeneron Pharmaceuticals, Inc. | COM | $3,444,613,008 | 4,458,238 | 1.89% | 0.74% |
| 13 | Gilead Sciences, Inc. | COM | $3,379,837,620 | 24,250,826 | 1.86% | 0.72% |
| 14 | Comcast Corp. | CL A | $3,247,337,685 | 113,108,244 | 1.78% | 0.7% |
| 15 | Gsk Plc | SPONSORED ADR | $3,237,609,535 | 58,662,974 | 1.78% | 0.69% |
| 16 | Charter Communications, Inc. | CL A | $3,157,721,879 | 14,627,209 | 1.74% | 0.68% |
| 17 | Amazon.Com, Inc. | COM | $3,146,938,665 | 15,109,899 | 1.73% | 0.67% |
| 18 | The Cigna Group | COM | $3,082,506,193 | 11,555,787 | 1.69% | 0.66% |
| 19 | Te Connectivity Plc | ORD SHS | $3,070,284,329 | 14,688,950 | 1.69% | 0.66% |
| 20 | Alphabet, Inc. | CAP STK CL A | $3,055,156,777 | 10,624,415 | 1.68% | 0.65% |
| 21 | Meta Platforms, Inc. | CL A | $2,868,842,329 | 5,014,319 | 1.58% | 0.61% |
| 22 | Fiserv, Inc. | COM | $2,804,561,010 | 50,260,950 | 1.54% | 0.6% |
| 23 | The Bank Of New York Mellon Corp. | COM | $2,776,154,822 | 23,401,794 | 1.53% | 0.6% |
| 24 | Air Products & Chemicals, Inc. | COM | $2,681,680,222 | 9,231,575 | 1.47% | 0.57% |
| 25 | International Flavors & Fragrances, Inc. | COM | $2,646,111,942 | 36,472,942 | 1.45% | 0.57% |
Top 25 of 222 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 16 | $7.1M | 0.0% |
| High net worth individuals | 331 | $7.7B | 1.65% |
| Investment companies | 9 | $328B | 70.4% |
| Pooled investment vehicles (non-investment companies) | 4 | $11.9B | 2.56% |
| Pension and profit sharing plans | 225 | $73.3B | 15.7% |
| Charitable organizations | 61 | $3.4B | 0.72% |
| State or municipal government entities | 54 | $29.4B | 6.3% |
| Insurance companies | 9 | $4.0B | 0.86% |
| Corporations and other businesses | 31 | $8.4B | 1.8% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $9.1B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Dodge & Cox Worldwide Funds Plc Global Stock Fund | Other Private Fund | Ireland | $5.5B | 435 |
| Dodge & Cox Worldwide Funds Plc U.S. Stock Fund | Other Private Fund | Ireland | $3.6B | 559 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Religious And Charitable Risk Pooling Trust Of The Brothers Of EIN 363094218 | Romeoville, IL | 12/31/2024 |
| Gmp Employers Retiree Trust EIN 236411794 | Fort Myers, FL | 12/31/2023 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 122.
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Emery, Dana, Morton | Chair, Ceo, Director, & Shareholder | Jan 2001 (26y) | 10% – 25% | |
| Primas, Katherine, Marie | Chief Compliance Officer, Vp, & Shareholder | Nov 2008 (18y) | Less than 5% | |
| Hoeft, David, Clinton | Director, Svp, Chief Investment Officer, & Shareholder | May 2011 (15y) | 10% – 25% | |
| Kameda, Roberta, Rumie Waiyee | General Counsel, Vp, Secretary, & Shareholder | Jun 2011 (15y) | Less than 5% | |
| Kuo, Roger, George | President, Director, & Shareholder | Jan 2016 (11y) | 10% – 25% | |
| Strickland, William, Wilton | Chief Operating Officer, Svp, & Shareholder | Jan 2017 (10y) | Less than 5% | |
| Scott, Stephen | Chief Financial Officer, Treasurer And Assistant Secretary | Oct 2021 (5y) | Less than 5% | |
| Barret, Philippe | Director, Svp, & Shareholder | May 2022 (4y) | Less than 5% | |
| Johns, Lucinda, Ingle | Director, Svp, & Shareholder | May 2022 (4y) | Less than 5% | |
| Mertens, Raymond, Joseph | Director, Svp, & Shareholder | May 2022 (4y) | Less than 5% | |
| Voorhis, Steven, Coerte | Svp, Director Of Research & Shareholder | May 2022 (4y) | 5% – 10% | |
| Kevin Darnell Johnson | Registered representative | Nov 2003 (23y) |
Undisclosed: 0% – 65% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $9.1B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Dodge & Cox Worldwide Funds Plc Global Stock Fund | Other Private Fund | $5.5B | $50.0K | 435 |
| Dodge & Cox Worldwide Funds Plc U.S. Stock Fund | Other Private Fund | $3.6B | $50.0K | 559 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pamcah Ua Local 675 Annuity Plan | Board Of Trustees Of Pamcah Ua Local 675 Annuity Fund | 1,593 | $383M | 08/01/2024 |
| Pamcah Ua Local 675 Pension Plan | Pamcah Ua Local 675 Pension Fund | 1,551 | $622M | 08/01/2024 |
| J.W. Pepper & Son, Inc. 401(k) Savings And Investment Plan | J.W. Pepper & Son, Inc. | 164 | $23.3M | 07/01/2024 |
| Homeland Pension Plan | Home For The Friendless Homeland | 66 | $20.7M | 07/01/2024 |
| Retirement Income Plan For Employees Of Interface Performance Materials, Inc. | Alkegen | 52 | $34.0M | 07/01/2024 |
| U.M. Fdsp Associates, P.A. 401(k) Profit Sharing Plan | U.M. Fdsp Associates, P.A. | 176 | $9.0M | 07/01/2024 |
| National Elevator Industry Pension Plan | National Elevator Industry Pension Plan Plan Board Of Trustees | 28,678 | $12.2B | 07/01/2024 |
| Mfow Money Purchase Pension Plan | Board Of Trustees, Mfow Money Purchase Pension Plan | 319 | $41.7M | 06/01/2024 |
| California Ironworkers Field Pension Trust | Board Of Trustees, California Ironworkers Field Pension Trust Fun | 9,028 | $3.5B | 06/01/2024 |
| Carpenters Pension Trust Fund Of St. Louis | Trustees Of Carpenters Benefit Plans Of St. Louis | 11,875 | $3.4B | 05/01/2024 |
| Western Conference Of Teamsters Supp Benefit Plan | Board Of Trustees, Western Conference Of Teamsters | 9,474 | $78.2M | 04/01/2024 |
| National Grid Usa Companies Final Average Pay Pension Plan | National Grid Usa Service Company, Inc. | 1,541 | $2.1B | 04/01/2024 |
| Solano Napa Counties Electrical Workers Pension Plan | Bot Of Solano Napa Counties Electric Workers Pt | 395 | $162M | 02/01/2024 |
| Central Pension Fund Of The Iuoe & Participating Employers | Board Of Trustees Of The Cpf Of The Iuoe And Participating Employers | 104,686 | $27.4B | 02/01/2024 |
| Hawaii Sheet Metal Workers Pension Fund | Hawaii Sheet Metal Workers Pension Fund | 430 | $316M | 02/01/2024 |
| Hawaii Sheet Metal Workers Annuity Profit Sharing | Hawaii Sheet Metal Workers Annuity Profit Sharing Fund | 439 | $109M | 02/01/2024 |
| Barley Snyder Profit Sharing Plan | Barley Snyder Llp | 214 | $32.2M | 01/01/2024 |
| The Terminal Corporation Profit Sharing 401(k) And Trust | The Terminal Corporation | 12 | $6.9M | 01/01/2024 |
| Gsk 401(k) Plan | Glaxosmithkline Llc | 12,254 | $8.8B | 01/01/2024 |
| Allesco Industries, Inc. 401(k) Profit Sharing Plan And Trust | Allesco Industries, Inc. | 120 | $6.1M | 01/01/2024 |
| Alight Solutions Llc 401(k) Plan (Fka Hewitt Associates Llc 401 K Plan) | Alight Solutions Llc | 7,865 | $2.5B | 01/01/2024 |
| Rancho Research Institute 401(k) Retirement Plan | Rancho Research Institute | 136 | $16.1M | 01/01/2024 |
| The New York Times Companies Pension Plan | The New York Times Company | 1,050 | $985M | 01/01/2024 |
| Jm Family Associates' Retirement Plan | Jm Family Automotive Llc | 4,088 | $828M | 01/01/2024 |
| Retirement Plan For Hospital Employees | Board Of Trustees Retirement Plan For Hospital Employees | 2,043 | $1.2B | 01/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (2)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Religious And Charitable Risk Pooling Trust Of The Brothers Of | Public charity | $484M | 12/31/2024 |
| Gmp Employers Retiree Trust | Public charity | $546M | 12/31/2023 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/17/2026 | 1.52 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • % OF ASSETS BEING MANAGED BY REFERENCE TO A MODEL PORTFOLIO
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Northern Trust $42.4B (9% of AUM) Apr 2026
- BNY Mellon $35.8B (8% of AUM) Apr 2026
- State Street $21.1B (5% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 17, 2026.
View current Form ADV (SEC/IAPD) ↗