Graham, Bordelon, Golson & Gilbert, Inc.
- Regulatory AUM
- $421M
- Discretionary
- $421M
- Clients
- 207
- Avg AUM / client
- $2.0M
- Accounts
- 349
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 87 | $71.6M | 17.0% |
| High net worth individuals | 114 | $344M | 81.8% |
| Charitable organizations | 3 | $1.3M | 0.31% |
| Corporations and other businesses | 3 | $3.6M | 0.86% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gary Gordon Graham | Owner | Chartered Financial Consultant | Jan 1986 (41y) | 10% – 25% |
| Jeffrey Key Golson | President | Feb 2007 (19y) | 25% – 50% | |
| Micheal Bruce Gilbert | Secretary | Feb 2007 (19y) | 25% – 50% | |
| James Clint Rider | Treasurer, Chief Compliance Officer | Mar 2011 (15y) | 25% – 50% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DISCLOSURES NOT SUFFICIENT FOR THE RECEIPT OF 12B-1 FEES AND SHARE CLASS SELECTION. Status: Final Sanction Detail: GBGG PAID A CIVIL PENALTY OF $50,000, DISGORGEMENT OF $111,655.10 AND PREJUDGMENT INTEREST OF $14,744.11. MONIES FOR DISTRIBUTION WERE DEPOSITED ON 9/16/20. Summary: ALL RELEVANT DISCLOSURES WERE UPDATED TO REFLECT THE DISCIPLINARY EVENT AND NOTIFICATION TO CLIENTS SENT TO CLIENTS INFORMING THEM OF THE NEW DISCLOSURES AND THE DISCIPLINARY EVENT.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $421M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗