Chase Investment Counsel Corporation
- Regulatory AUM
- $510M
- Discretionary
- $386M
- Clients
- 132
- Avg AUM / client
- $3.9M
- Accounts
- 137
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 54 | $17.5M | 3.44% |
| High net worth individuals | 76 | $351M | 68.9% |
| Investment companies | 2 | $102M | 19.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $17.1M | 3.35% |
| Charitable organizations | Fewer than 5 clients | $22.3M | 4.36% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Derwood Sumner Chase | Founder & Chairman Emeritus, Director, Shareholder | Feb 1988 (38y) | 75% or more | |
| Chase, D, Sumner | Shareholder | Jan 1995 (32y) | Less than 5% | |
| Peter William Tuz | President, Director, Portfolio Manager, Shareholder | CFP CFA | Sep 1997 (29y) | 5% – 10% |
| Stuart Furst Chase | Chairman Of The Board, Director, Shareholder | Apr 2006 (20y) | Less than 5% | |
| Robert C Klintworth | Senior Vice President, Portfolio Manager, Shareholder | Apr 2011 (15y) | Less than 5% | |
| Burton, Edwin, Thomas | Director, Shareholder | Jan 2012 (15y) | Less than 5% | |
| Alvarez, Luis | Director | May 2013 (13y) | Less than 5% | |
| King, Jennifer, Leigh | Chief Executive Officer, Corporate Secretary, Director, Chief Compliance Officer, Shareholder | Jan 2020 (7y) | Less than 5% | |
| Redinger, Craig, Thomas | Director | Nov 2021 (5y) | Less than 5% | |
| Spencer Jones Garrett | Junior Analyst / Assistant Portfolio Manager, Shareholder | Sep 2023 (3y) | Less than 5% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • PERCENT OF CONSULTING, FLAT FEE FOR FINANCIAL PLANNING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- U.S. Bank $213M (42% of AUM) Mar 2026
- Charles Schwab & Co. $166M (33% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗