Hoertkorn Richard Charles
- Regulatory AUM
- $282M
- Discretionary
- $282M
- Clients
- 74
- Avg AUM / client
- $3.8M
- Accounts
- 80
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 09, 2026
Investments (13F portfolio — 75 positions, $121,879,195)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Alphabet, Inc. | CL A | $11,866,163 | 41,265 | 9.74% | 4.2% |
| 2 | Apple Inc | COM | $9,946,791 | 39,193 | 8.16% | 3.52% |
| 3 | Microsoft Corp | COM | $9,842,080 | 26,588 | 8.08% | 3.48% |
| 4 | Jpmorgan Chase & Co | COM | $8,480,927 | 28,831 | 6.96% | 3.0% |
| 5 | Marvell Technology, Inc. | COM | $6,642,788 | 67,065 | 5.45% | 2.35% |
| 6 | Ge Aerospace | COM | $6,398,446 | 22,548 | 5.25% | 2.27% |
| 7 | Kinder Morgan, Inc. | COM | $6,156,611 | 183,615 | 5.05% | 2.18% |
| 8 | Bank Of America Corporation | COM | $5,522,741 | 113,287 | 4.53% | 1.96% |
| 9 | Ge Vernova Inc. | COM | $5,065,002 | 5,802 | 4.16% | 1.79% |
| 10 | Schwab Charles Corp New | COM | $4,409,542 | 46,920 | 3.62% | 1.56% |
| 11 | Home Depot | COM | $4,211,765 | 12,806 | 3.46% | 1.49% |
| 12 | Boeing Co | COM | $3,646,429 | 18,321 | 2.99% | 1.29% |
| 13 | Cisco Sys Inc | COM | $3,342,112 | 43,074 | 2.74% | 1.18% |
| 14 | Devon Energy Corp New | COM | $2,877,549 | 57,185 | 2.36% | 1.02% |
| 15 | Procter & Gamble Co | COM | $2,821,202 | 19,532 | 2.31% | 1.0% |
| 16 | T Mobile Us Inc | COM | $2,788,778 | 13,278 | 2.29% | 0.99% |
| 17 | Intel Corp | COM | $2,558,436 | 57,975 | 2.1% | 0.91% |
| 18 | Apa Corporation | COM | $2,428,841 | 57,230 | 1.99% | 0.86% |
| 19 | Exxon Mobil Corp | COM | $2,299,402 | 13,553 | 1.89% | 0.81% |
| 20 | Chevron Corp New | COM | $2,139,760 | 10,342 | 1.76% | 0.76% |
| 21 | Ford Mtr Co Del | COM PAR $0.01 | $2,138,316 | 185,296 | 1.75% | 0.76% |
| 22 | Mcdonalds Corp | COM | $2,035,364 | 6,549 | 1.67% | 0.72% |
| 23 | Johnson & Johnson | COM | $1,534,839 | 6,279 | 1.26% | 0.54% |
| 24 | Paramount Skydance | COM | $1,408,545 | 156,158 | 1.16% | 0.5% |
| 25 | Paypal Holdings, Inc. | COM | $1,342,200 | 29,675 | 1.1% | 0.48% |
Top 25 of 75 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $9.7M | 3.42% |
| High net worth individuals | 51 | $203M | 72.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $15.6M | 5.52% |
| Charitable organizations | Fewer than 5 clients | $2.5M | 0.88% |
| Corporations and other businesses | Fewer than 5 clients | $51.2M | 18.1% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hoertkorn, Richard, Charles | Sole Prop./Chief Compliance Officer | Feb 1972 (55y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/09/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $281M (99% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 09, 2026.
View current Form ADV (SEC/IAPD) ↗