Dillon & Associates Inc
- Regulatory AUM
- $916M
- Discretionary
- $164M
- Clients
- 394
- Avg AUM / client
- $2.3M
- Accounts
- 963
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 328 | $330M | 36.1% |
| High net worth individuals | 40 | $453M | 49.4% |
| Pension and profit sharing plans | 17 | $87.1M | 9.5% |
| Charitable organizations | 9 | $45.8M | 5.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Polly's Food Service & Affiliates Employees' Retirement Plan Polly's Food Service, Inc. | 2024 | |
| Orthopaedic Rehab Specialists, P.C. Profit Sharing Plan And Trust Orthopaedic Rehab Specialists, P.C. | 2024 | |
| Advance Turning & Manufacturing, Inc. 401(k) Plan Advance Turning & Manufacturing, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Phillip Dillon | President | Jun 2003 (23y) | 75% or more | |
| Eric John Grasse | Vice President/Chief Compliance Officer | Dec 2004 (22y) | 10% – 25% | |
| Dillon, Vickie, Marie | Secretary | May 2011 (15y) | Less than 5% | |
| Matthew Harold Johnson | Registered representative | Sep 2025 (1y) | ||
| Easton Richard Oliver | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Polly's Food Service & Affiliates Employees' Retirement Plan | Polly's Food Service, Inc. | 194 | $6.7M | 01/01/2024 |
| Orthopaedic Rehab Specialists, P.C. Profit Sharing Plan And Trust | Orthopaedic Rehab Specialists, P.C. | 139 | $8.4M | 01/01/2024 |
| Advance Turning & Manufacturing, Inc. 401(k) Plan | Advance Turning & Manufacturing, Inc. | 283 | $25.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $694M (76% of AUM) Jun 2026
- Fidelity Brokerage Services $121M (13% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗