Norris Perne & French Llp
- Regulatory AUM
- $2.7B
- Discretionary
- $2.7B
- Clients
- 993
- Avg AUM / client
- $2.7M
- Accounts
- 3,233
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 401 | $155M | 5.78% |
| High net worth individuals | 537 | $2.2B | 82.4% |
| Pension and profit sharing plans | 6 | $37.8M | 1.4% |
| Charitable organizations | 28 | $136M | 5.06% |
| Corporations and other businesses | 21 | $143M | 5.33% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan Netjets Aviation, Inc. | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kurt Marvin Arvidson | Limited Partner | CFA | Jan 2002 (25y) | 25% – 50% |
| Charles Louis Dutcher | Limited Partner | CFA | Apr 2010 (16y) | 25% – 50% |
| David Steven Hodge | Chief Compliance Officer/Limited Partner | CFP CFA | Sep 2018 (8y) | 10% – 25% |
| Daniel Jason Lupo | Limited Partner | CFA | Jan 2019 (8y) | 10% – 25% |
| Tyler Jay Bosgraaf | Limited Partner | CFA | Jan 2023 (4y) | 10% – 25% |
| Glenn Patrick Hefner | Registered representative | CFA | Dec 2016 (10y) | |
| David Timothy Doppel | Registered representative | CFA | Apr 2021 (5y) | |
| Daniel Paul Michaud | Registered representative | Aug 2023 (3y) | ||
| Maria Kay Kuiper | Registered representative | CFA | May 2025 (1y) | |
| Lukas Lindhout | Registered representative | Jun 2025 (1y) | ||
| Lauren M Brennan | Registered representative | Aug 2025 (1y) | ||
| Pedro Gomes | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 964 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $2.2B (80% of AUM) Mar 2026
- Charles Schwab & Co. $393M (15% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗