Eliot Finkel Investment Counsel, Llc
- Regulatory AUM
- $187M
- Discretionary
- $187M
- Clients
- 73
- Avg AUM / client
- $2.6M
- Accounts
- 174
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 32 positions, $183,874,719)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Corning Inc | COM | $19,164,972 | 140,950 | 10.4% | 10.2% |
| 2 | Eaton Corp Plc | SHS | $13,097,518 | 36,619 | 7.12% | 7.0% |
| 3 | Deere & Co | COM | $12,119,400 | 21,515 | 6.59% | 6.48% |
| 4 | Norfolk Southn Corp | COM | $9,070,635 | 31,605 | 4.93% | 4.85% |
| 5 | General Dynamics Corp | COM | $8,810,114 | 25,669 | 4.79% | 4.71% |
| 6 | Amgen Inc | COM | $8,709,343 | 24,753 | 4.74% | 4.66% |
| 7 | Applied Matls Inc | COM | $7,555,952 | 22,107 | 4.11% | 4.04% |
| 8 | Paccar Inc | COM | $7,502,187 | 64,954 | 4.08% | 4.01% |
| 9 | Merck & Co Inc | COM | $7,475,422 | 62,145 | 4.07% | 4.0% |
| 10 | Mcdonalds Corp | COM | $7,051,825 | 22,690 | 3.84% | 3.77% |
| 11 | Illinois Tool Wks Inc | COM | $6,751,923 | 25,940 | 3.67% | 3.61% |
| 12 | Devon Energy Corp New | COM | $6,650,794 | 132,170 | 3.62% | 3.56% |
| 13 | Duke Energy Corp New | COM NEW | $6,233,922 | 47,609 | 3.39% | 3.33% |
| 14 | C H Robinson Worldwide In | COM NEW | $5,611,505 | 33,790 | 3.05% | 3.0% |
| 15 | Air Products And Chemicals I | COM | $5,256,417 | 18,095 | 2.86% | 2.81% |
| 16 | Us Bancorp | COM NEW | $5,199,804 | 99,977 | 2.83% | 2.78% |
| 17 | Lockheed Martin Corp | COM | $4,714,242 | 7,800 | 2.56% | 2.52% |
| 18 | Omnicom Group Inc | COM | $4,645,121 | 61,680 | 2.53% | 2.48% |
| 19 | Analog Devices Inc | COM | $4,465,095 | 14,035 | 2.43% | 2.39% |
| 20 | Hershey Co | COM | $4,262,784 | 20,505 | 2.32% | 2.28% |
| 21 | United Parcel Svcs Inc | CL B | $4,131,468 | 41,995 | 2.25% | 2.21% |
| 22 | American Elec Pwr Co Inc | COM | $3,873,938 | 29,554 | 2.11% | 2.07% |
| 23 | The Campbells Company | COM | $3,489,709 | 156,700 | 1.9% | 1.87% |
| 24 | Clorox Co Del | COM | $3,224,447 | 31,115 | 1.75% | 1.72% |
| 25 | Cisco Sys Inc | COM | $3,077,219 | 39,660 | 1.67% | 1.65% |
Top 25 of 32 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $17.7M | 9.48% |
| High net worth individuals | 38 | $163M | 87.2% |
| Pension and profit sharing plans | 2 | $6.2M | 3.32% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Finkel, Eliot, Michelow | Managing Member | Sep 1974 (52y) | 75% or more | |
| Peter Heller Finkel | Member, Chief Compliance Officer | CFA | Jan 2004 (23y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 957 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $187M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗