P. J. Schmidt Investment Management, Inc
- Regulatory AUM
- $852M
- Discretionary
- $827M
- Clients
- 474
- Avg AUM / client
- $1.8M
- Accounts
- 1,368
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Investments (13F portfolio — 212 positions, $594,616,783)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $38,380,477 | 151,229 | 6.45% | 4.5% |
| 2 | Microsoft Corp | COM | $33,112,740 | 89,453 | 5.57% | 3.89% |
| 3 | Alphabet Inc | CAP STK CL C | $28,239,300 | 98,443 | 4.75% | 3.31% |
| 4 | Broadcom Inc | COM | $27,991,598 | 90,438 | 4.71% | 3.29% |
| 5 | Ishares Tr | ISHS 5-10YR INVT | $27,639,116 | 519,337 | 4.65% | 3.24% |
| 6 | Schneider National Inc | CL B | $21,984,477 | 834,009 | 3.7% | 2.58% |
| 7 | Ishares Tr | US TREAS BD ETF | $18,887,359 | 824,415 | 3.18% | 2.22% |
| 8 | Eli Lilly & Co | COM | $17,434,758 | 18,956 | 2.93% | 2.05% |
| 9 | Amazon Com Inc | COM | $16,035,349 | 76,993 | 2.7% | 1.88% |
| 10 | Nvidia Corporation | COM | $12,521,211 | 71,796 | 2.11% | 1.47% |
| 11 | Nextera Energy Inc | COM | $11,070,777 | 119,194 | 1.86% | 1.3% |
| 12 | Analog Devices Inc | COM | $10,609,339 | 33,348 | 1.78% | 1.25% |
| 13 | Visa Inc | COM CL A | $9,769,101 | 32,322 | 1.64% | 1.15% |
| 14 | Blackrock Inc | COM | $9,587,795 | 9,970 | 1.61% | 1.13% |
| 15 | J P Morgan Exchange Traded F | BETABUILDRS US | $9,233,710 | 78,799 | 1.55% | 1.08% |
| 16 | Vanguard World Fd | MEGA CAP INDEX | $8,930,693 | 37,786 | 1.5% | 1.05% |
| 17 | Select Sector Spdr Tr | STATE STREET COM | $8,912,500 | 80,394 | 1.5% | 1.05% |
| 18 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $8,870,233 | 194,437 | 1.49% | 1.04% |
| 19 | Procter & Gamble Co | COM | $8,790,401 | 60,858 | 1.48% | 1.03% |
| 20 | Spdr Index Shs Fds | STATE STREET SPD | $8,563,680 | 101,949 | 1.44% | 1.01% |
| 21 | Jpmorgan Chase & Co | COM | $8,532,236 | 29,005 | 1.43% | 1.0% |
| 22 | Mcdonalds Corp | COM | $8,405,018 | 27,044 | 1.41% | 0.99% |
| 23 | Pepsico Inc | COM | $8,049,100 | 51,833 | 1.35% | 0.94% |
| 24 | Costco Wholesale Corporation | COM | $8,013,490 | 8,042 | 1.35% | 0.94% |
| 25 | Stryker Corporation | COM | $7,633,538 | 23,231 | 1.28% | 0.9% |
Top 25 of 212 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 266 | $88.7M | 10.4% |
| High net worth individuals | 188 | $722M | 84.7% |
| Pension and profit sharing plans | 9 | $23.8M | 2.8% |
| Charitable organizations | 5 | $16.2M | 1.9% |
| Corporations and other businesses | 6 | $1.3M | 0.15% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schmidt, Elizabeth, Nelson | Owner | Dec 1981 (45y) | 10% – 25% | |
| Patrick Nelson Sommerfield | Cco/President/Owner | Feb 2001 (25y) | 10% – 25% | |
| Jason Scott Lacey | Executive Vice President | CFP | Mar 2014 (12y) | Less than 5% |
| Kelly Sue Merten | Secretary | Sep 2016 (10y) | Less than 5% | |
| Schmidt, Julie, A. | Treasurer/Owner | Nov 2017 (9y) | 10% – 25% | |
| Scott Michael Conger | Director | Nov 2018 (8y) | Less than 5% | |
| Schmidt, Joseph, Sommerfield | Owner | Dec 2021 (5y) | 10% – 25% | |
| Schmidt, Karl, Sommerfield | Owner/Director | Dec 2021 (5y) | 10% – 25% | |
| Joyce Carol Bielefeld | Registered representative | Sep 2015 (11y) | ||
| Kelsey Elizabeth Wagner | Registered representative | Sep 2021 (5y) | ||
| Emma E Curtsinger | Registered representative | Jun 2025 (1y) | ||
| Devin Alic Goetsch | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $830M (97% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗