Asset Planning Services Inc
- Regulatory AUM
- $366M
- Discretionary
- $324M
- Clients
- 148
- Avg AUM / client
- $2.5M
- Accounts
- 516
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $27.9M | 7.63% |
| High net worth individuals | 68 | $328M | 89.8% |
| Pension and profit sharing plans | 4 | $5.4M | 1.49% |
| Corporations and other businesses | 3 | $4.1M | 1.13% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Childrens Clinic Of Swla Apmc 401(k) Profit Sharing Plan And Trust Childrens Clinic Of Swla Apmc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Claude Paul Duet | President/Director/Chief Compliance Officer | Jun 1979 (47y) | 75% or more | |
| Duet, Brenda, Martinez | Secretary/Director | Jun 1987 (39y) | 75% or more | |
| Jillian Caruthers Nelson | Registered representative | May 2018 (8y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Childrens Clinic Of Swla Apmc 401(k) Profit Sharing Plan And Trust | Childrens Clinic Of Swla Apmc | 95 | $14.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 915 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $339M (93% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗