Roman Butler Fullerton & Co
- Regulatory AUM
- $716M
- Discretionary
- $716M
- Clients
- 1,289
- Avg AUM / client
- $556K
- Accounts
- 2,421
- Employees
- 17
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 20, 2026
Investments (13F portfolio — 267 positions, $363,646,833)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nvidia Corporation | COM | $20,758,492 | 114,008 | 5.71% | 2.9% |
| 2 | Apple Inc | COM | $15,740,551 | 60,798 | 4.33% | 2.2% |
| 3 | Microsoft Corp | COM | $12,132,893 | 32,412 | 3.34% | 1.69% |
| 4 | Amazon Com Inc | COM | $11,509,037 | 52,018 | 3.16% | 1.61% |
| 5 | Alphabet Inc | CAP STK CL C | $10,578,750 | 33,611 | 2.91% | 1.48% |
| 6 | State Str Spdr S&P 500 Etf T | TR UNIT | $9,181,538 | 13,582 | 2.52% | 1.28% |
| 7 | Walmart Inc | COM | $8,469,297 | 66,551 | 2.33% | 1.18% |
| 8 | Mastercard Incorporated | CL A | $7,262,624 | 14,321 | 2.0% | 1.01% |
| 9 | Vanguard Specialized Funds | DIV APP ETF | $7,125,114 | 32,104 | 1.96% | 0.99% |
| 10 | Eli Lilly & Co | COM | $6,998,110 | 7,341 | 1.92% | 0.98% |
| 11 | Vanguard Index Fds | GROWTH ETF | $5,452,859 | 11,934 | 1.5% | 0.76% |
| 12 | Schwab Strategic Tr | US DIVIDEND EQ | $5,282,488 | 171,176 | 1.45% | 0.74% |
| 13 | The Cigna Group | COM | $4,655,524 | 16,773 | 1.28% | 0.65% |
| 14 | Eaton Vance Enhanced Equity | COM | $4,344,416 | 220,865 | 1.19% | 0.61% |
| 15 | Berkshire Hathaway Inc Del | CL B NEW | $4,343,223 | 9,053 | 1.19% | 0.61% |
| 16 | Proshares Tr | S&P 500 DV ARIST | $4,319,442 | 40,043 | 1.19% | 0.6% |
| 17 | Caterpillar Inc | COM | $4,138,335 | 5,363 | 1.14% | 0.58% |
| 18 | First Tr Exchange Traded Fd | CAP STRENGTH ETF | $4,010,516 | 42,430 | 1.1% | 0.56% |
| 19 | Jpmorgan Chase & Co | COM | $3,591,729 | 11,663 | 0.99% | 0.5% |
| 20 | Costco Wholesale Corporation | COM | $3,543,310 | 3,439 | 0.97% | 0.49% |
| 21 | Meta Platforms Inc | CL A | $3,515,850 | 5,741 | 0.97% | 0.49% |
| 22 | Procter & Gamble Co | COM | $3,161,518 | 21,819 | 0.87% | 0.44% |
| 23 | Home Depot Inc | COM | $3,055,674 | 9,090 | 0.84% | 0.43% |
| 24 | Alphabet Inc | CAP STK CL A | $2,912,452 | 9,178 | 0.8% | 0.41% |
| 25 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $2,888,240 | 14,590 | 0.79% | 0.4% |
Top 25 of 267 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 971 | $149M | 20.8% |
| High net worth individuals | 273 | $522M | 73.0% |
| Pension and profit sharing plans | 7 | $20.7M | 2.89% |
| Charitable organizations | 14 | $2.3M | 0.32% |
| Corporations and other businesses | 24 | $21.5M | 3.0% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul Thomas Fullerton | Vice President/Secretary | Oct 2003 (23y) | 5% – 10% | |
| Anthony Edward Kalinowski | President/Chief Compliance Officer | CFP | Feb 2010 (17y) | 75% or more |
| Robert William Butler | Registered representative | Oct 2003 (23y) | ||
| Aaron Michael Ward | Registered representative | Aug 2010 (16y) | ||
| Christopher James Burke | Registered representative | CFP | Aug 2010 (16y) | |
| Mark Devin Johnson | Registered representative | Jan 2013 (14y) | ||
| Travis Grasser | Registered representative | Jun 2022 (4y) | ||
| Nathaniel Thomas Gilman | Registered representative | CFP | Dec 2022 (4y) | |
| Michael Meara | Registered representative | Feb 2023 (4y) | ||
| Blake Clynes | Registered representative | CFP | Jun 2024 (2y) | |
| Nathan Rivera | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/20/2026 | 949 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $716M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.
View current Form ADV (SEC/IAPD) ↗