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Wealth Manager · Small ($100M–$1B)
CRD 104814
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ADV data as of Jun 02, 2025
- Regulatory AUM
- $125M
- Discretionary
- $125M
- Clients
- 50
- Avg AUM / client
- $2.5M
- Accounts
- 50
- Employees
- 2
AUM over time
$57.3M
$130M
Mar 22, 2012
Jun 2, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 02, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 50 | $125M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $135M (108% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2025.