Johnson Lynda Ann
- Regulatory AUM
- $69.0M
- Discretionary
- $0
- Clients
- 36
- Avg AUM / client
- $1.9M
- Accounts
- 36
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Jan 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8 | $6.0M | 8.7% |
| High net worth individuals | 28 | $63.0M | 91.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Keker, Van Nest & Peters Llp Cash Balance Plan Keker, Van Nest & Peters Llp | 2024 | |
| Keller Rohrback Llp 401(k) Profit Sharing Plan Keller Rohrback Llp | 2024 | |
| Keker, Van Nest & Peters Llp Retirement Plan Keker, Van Nest & Peters Llp | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lynda Ann Johnson | Chief Compliance Officer | CFP | Mar 1982 (44y) | 75% or more |
| Matthew Michael Johnson | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Keker, Van Nest & Peters Llp Cash Balance Plan | Keker, Van Nest & Peters Llp | 0 | $0 | 01/01/2024 |
| Keller Rohrback Llp 401(k) Profit Sharing Plan | Keller Rohrback Llp | 168 | $86.5M | 01/01/2024 |
| Keker, Van Nest & Peters Llp Retirement Plan | Keker, Van Nest & Peters Llp | 144 | $118M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/24/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $69.0M (100% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 24, 2026.
View current Form ADV (SEC/IAPD) ↗