Walter & Keenan Wealth Management, Llc
- Regulatory AUM
- $983M
- Discretionary
- $836M
- Clients
- 158
- Avg AUM / client
- $6.2M
- Accounts
- 479
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 50 | $17.3M | 1.76% |
| High net worth individuals | 94 | $610M | 62.1% |
| Charitable organizations | 10 | $263M | 26.7% |
| Corporations and other businesses | 4 | $93.0M | 9.46% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James F Keenan | President And Chief Compliance Officer | Dec 2000 (26y) | ≈ 56.25% – 100% via Walter Keenan Financial Consulting | |
| James Arthur Sawdon | Owner | CFP | Jul 2019 (7y) | 5% – 10% |
| Daniel William Wolfson | Owner | Mar 2021 (5y) | 5% – 10% | |
| Bryant William Voeson | Registered representative | Apr 2024 (2y) | ||
| Andrew Davies Lynch | Registered representative | CFP | Sep 2024 (2y) | |
| Tanner Michael Watson | Registered representative | CFP | Feb 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Walter Keenan Financial Consulting | Owner | Jul 2021 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James F Keenan: 75% – 100% of Walter Keenan Financial Consulting × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $697M (71% of AUM) Mar 2026
- BNY Mellon $118M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗