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Wealth Manager · Small ($100M–$1B)
CRD 104841
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ADV data as of Mar 25, 2025
- Regulatory AUM
- $577M
- Discretionary
- $577M
- Clients
- 194
- Avg AUM / client
- $3.0M
- Accounts
- 196
- Employees
- 14
AUM over time
$577M
$14.2B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 68 | $29.4M | 5.1% |
| High net worth individuals | 99 | $330M | 57.1% |
| Pooled investment vehicles (non-investment companies) | 6 | $60.1M | 10.4% |
| Pension and profit sharing plans | Fewer than 5 | $21.4M | 3.7% |
| Charitable organizations | 13 | $118M | 20.4% |
| Corporations and other businesses | 8 | $18.7M | 3.24% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Suntrust Bank $457M (13% of AUM) Feb 2019
- Charles Schwab & Co. $343M (59% of AUM) Mar 2025
- Wells Fargo $333M (16% of AUM) Oct 2019
- Raymond James $325M (14% of AUM) Dec 2020
- Northern Trust $286M (12% of AUM) Dec 2020
- BNY Mellon $282M (8% of AUM) Feb 2019
- Truist Bank $181M (19% of AUM) Apr 2023
- U.S. Bank $108M (16% of AUM) Oct 2024
- Bank Of America, National Association $69.7M (12% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2025.