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Wealth Manager · Small ($100M–$1B)
CRD 104867
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ADV data as of May 21, 2026
- Regulatory AUM
- $697M
- Discretionary
- $697M
- Clients
- 91
- Avg AUM / client
- $7.7M
- Accounts
- 380
- Employees
- 4
AUM over time
$365M
$697M
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 24 | $13.6M | 1.95% |
| High net worth individuals | 61 | $634M | 91.0% |
| Charitable organizations | 6 | $49.4M | 7.08% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $366M (52% of AUM) May 2026
- Pnc Bank $126M (18% of AUM) May 2026
- UBS $85.9M (16% of AUM) Mar 2021
- Fifth Third Bank $70.8M (10% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.