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Wealth Manager · Small ($100M–$1B)
CRD 104875
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ADV data as of Feb 27, 2025
- Regulatory AUM
- $833M
- Discretionary
- $831M
- Clients
- 373
- Avg AUM / client
- $2.2M
- Accounts
- 1,337
- Employees
- 13
AUM over time
$247M
$833M
Mar 21, 2012
Feb 27, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 127 | $33.3M | 4.0% |
| High net worth individuals | 240 | $759M | 91.1% |
| Pension and profit sharing plans | 1 | $5.8M | 0.7% |
| Charitable organizations | 1 | $3.5M | 0.42% |
| State or municipal government entities | 0 | $0 | — |
| Insurance companies | 1 | $11.3M | 1.36% |
| Corporations and other businesses | 3 | $20.2M | 2.42% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $643M (77% of AUM) Feb 2025
- Fidelity Investments $170M (20% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2025.