Chas. P. Smith & Associates, Pa, Cpa's
- Regulatory AUM
- $2.9B
- Discretionary
- $2.9B
- Clients
- 3,377
- Avg AUM / client
- $855K
- Accounts
- 7,364
- Employees
- 60
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,460 | $688M | 23.8% |
| High net worth individuals | 647 | $1.7B | 58.4% |
| Pension and profit sharing plans | 220 | $367M | 12.7% |
| Charitable organizations | 19 | $65.6M | 2.27% |
| Corporations and other businesses | 31 | $80.1M | 2.77% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Summit Contracting Group, Inc. 401(k) Plan Summit Contracting Group, Inc. | 2024 | |
| Southeastern 401(k) Plan Southeastern Construction & Maintenance, Inc. | 2024 | |
| Kingwood Reunion Resort 401(k) Plan Kingwood Orlando Reunion Resort,Llc | 2024 | |
| Central Florida Health Care, Inc. 401(k) Plan Central Florida Health Care, Inc. | 2024 | |
| Peace River Center For Personal Development, Inc. 401(k) Plan Peace River Center For Personal Development, Inc. | 2024 |
People (19)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peter Charles Golotko | President/Director/Chief Compliance Officer | Personal Financial Specialist | Jan 1998 (29y) | 50% – 75% |
| Michael Aaron Riskin | Vice President/Treasurer/Director | CFP | Mar 2010 (16y) | 25% – 50% |
| Nolen Bryan Bailey | Vice President/Secretary/Director | CFP | Nov 2011 (15y) | 10% – 25% |
| Anthony Mario Corrao | Financial Planning Director/Partner | CFP | Jul 2012 (14y) | Less than 5% |
| Lupercio, Erica, Marie | Brand Director/Partner | Jan 2023 (4y) | Less than 5% | |
| Derek Michael Oxford | Registered representative | CFP | Aug 2008 (18y) | |
| Gary Eldon Clark | Registered representative | Mar 2009 (17y) | ||
| Robert Mark Eckenroth | Registered representative | Aug 2016 (10y) | ||
| Richard David Bernard | Registered representative | CFP | Mar 2017 (9y) | |
| Sterling Jackson Searcy | Registered representative | Sep 2018 (8y) | ||
| Tamara L Jemison | Registered representative | Dec 2018 (8y) | ||
| Kelley Christopher Wilson | Registered representative | CFP | Dec 2018 (8y) | |
| Patrick Egan Gauthier | Registered representative | CFP | Nov 2019 (7y) | |
| Eric J Jackson | Registered representative | May 2021 (5y) | ||
| Ryan Patrick Higgins | Registered representative | Jul 2022 (4y) | ||
| Christopher Lynn Tyndall | Registered representative | Nov 2022 (4y) | ||
| Derek Hugh Stroud | Registered representative | Nov 2022 (4y) | ||
| Larry Keith Tyndall | Registered representative | Personal Financial Specialist | Nov 2022 (4y) | |
| Rachael Allison Savinon Mota | Registered representative | Jan 2023 (4y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Summit Contracting Group, Inc. 401(k) Plan | Summit Contracting Group, Inc. | 359 | $17.8M | 01/01/2024 |
| Southeastern 401(k) Plan | Southeastern Construction & Maintenance, Inc. | 268 | $8.9M | 01/01/2024 |
| Kingwood Reunion Resort 401(k) Plan | Kingwood Orlando Reunion Resort,Llc | 361 | $5.8M | 01/01/2024 |
| Central Florida Health Care, Inc. 401(k) Plan | Central Florida Health Care, Inc. | 436 | $10.8M | 01/01/2024 |
| Peace River Center For Personal Development, Inc. 401(k) Plan | Peace River Center For Personal Development, Inc. | 436 | $15.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $2.6B (91% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗