Nottingham Advisors Inc.
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 795
- Avg AUM / client
- $1.8M
- Accounts
- 1,385
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 112 positions, $776,935,070)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE MSCI EAFE | $77,308,276 | 853,952 | 9.95% | 5.42% |
| 2 | Ishares Tr | MBS ETF | $75,509,128 | 795,251 | 9.72% | 5.29% |
| 3 | Spdr Series Trust | STATE STREET SPD | $49,145,482 | 868,602 | 6.33% | 3.45% |
| 4 | J P Morgan Exchange Traded F | EQUITY PREMIUM | $46,300,745 | 816,880 | 5.96% | 3.25% |
| 5 | Spdr Series Trust | STATE STREET SPD | $41,775,651 | 426,674 | 5.38% | 2.93% |
| 6 | Janus Detroit Str Tr | HENDRSON AAA CL | $37,981,485 | 754,050 | 4.89% | 2.66% |
| 7 | Ishares Tr | CORE S&P500 ETF | $33,972,417 | 52,008 | 4.37% | 2.38% |
| 8 | Spdr Series Trust | STATE STREET SPD | $30,848,594 | 919,755 | 3.97% | 2.16% |
| 9 | Ishares Inc | CORE MSCI EMKT | $28,126,790 | 403,252 | 3.62% | 1.97% |
| 10 | Spdr Series Trust | STATE STREET SPD | $27,321,450 | 356,956 | 3.52% | 1.92% |
| 11 | Janus Detroit Str Tr | HENDERSON SECURI | $25,568,628 | 495,997 | 3.29% | 1.79% |
| 12 | Vanguard Scottsdale Fds | LONG TERM TREAS | $22,299,389 | 402,843 | 2.87% | 1.56% |
| 13 | Ishares Tr | CORE S&P MCP ETF | $19,963,195 | 295,619 | 2.57% | 1.4% |
| 14 | Vanguard Index Fds | S&P 500 ETF SHS | $19,040,936 | 31,865 | 2.45% | 1.34% |
| 15 | World Gold Tr | SPDR GLD MINIS | $15,236,800 | 164,385 | 1.96% | 1.07% |
| 16 | American Centy Etf Tr | INTL SMCP VLU | $15,155,167 | 151,764 | 1.95% | 1.06% |
| 17 | American Centy Etf Tr | US SML CP VALU | $14,982,714 | 135,627 | 1.93% | 1.05% |
| 18 | Franklin Templeton Etf Tr | FTSE CANADA | $14,070,679 | 287,509 | 1.81% | 0.99% |
| 19 | Ishares Tr | CORE S&P SCP ETF | $13,885,374 | 111,700 | 1.79% | 0.97% |
| 20 | Bny Mellon Etf Trust | GLOBAL INFRASCTR | $13,246,853 | 297,415 | 1.71% | 0.93% |
| 21 | Ishares Tr | RUS 1000 GRW ETF | $10,403,963 | 24,400 | 1.34% | 0.73% |
| 22 | American Centy Etf Tr | AVANTIS EMGMKT | $9,902,509 | 122,890 | 1.27% | 0.69% |
| 23 | Spdr Series Trust | STATE STREET SPD | $9,594,839 | 162,020 | 1.24% | 0.67% |
| 24 | Select Sector Spdr Tr | STATE STREET UTI | $7,307,835 | 159,247 | 0.94% | 0.51% |
| 25 | Ishares Gold Tr | ISHARES NEW | $7,080,747 | 80,317 | 0.91% | 0.5% |
Top 25 of 112 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 584 | $146M | 10.2% |
| High net worth individuals | 145 | $259M | 18.2% |
| Pension and profit sharing plans | 32 | $793M | 55.6% |
| Charitable organizations | 20 | $78.9M | 5.53% |
| State or municipal government entities | Fewer than 5 clients | $1.5M | 0.11% |
| Corporations and other businesses | 14 | $148M | 10.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Retirement Plan Of Pathfinder Bank Pathfinder Bank | 2024 | |
| I.B.E.W. Local No. 106 Pension Plan Local Union 106 Ibew | 2024 | |
| Nyrstar Clarksville Inc. Salaried Employees Retirement Plan Nyrstar Clarksville Inc. | 2024 | |
| Jetblue Airways Retirement Plan Jetblue Airways Corporation | 2024 | |
| Defined Benefit Pension Plan For Employees Of Gateway Longview, Inc. Gateway Longview, Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Stephen Quealy | Chief Executive Officer | Jan 2004 (23y) | Less than 5% | |
| Lawrence Vernon Whistler | President | CFA | Jun 2006 (20y) | Less than 5% |
| Nicholas Stephen Dirienzo | Chief Compliance Officer And Director Of Operations | CFA | Nov 2020 (6y) | Less than 5% |
| Timothy David Calkins | Registered representative | CFA | Sep 2021 (5y) | |
| Conner John Gyllenhammer | Registered representative | CFA | Aug 2024 (2y) | |
| Charles J. Perrillo | Registered representative | CFP | Aug 2025 (1y) | |
| Kristopher Anthony Hacker | Registered representative | CFA | Sep 2025 (1y) | |
| Adam Christopher Niebanck | Registered representative | CFP | Sep 2025 (1y) | |
| Ericka N De Mars | Registered representative | CFA | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Community Bank N. A. | Shareholder | Apr 2000 | A | 75% or more |
| Community Bank Systems, Inc. | Shareholder | Jan 1992 | B | ≈ 56.25% – 100% via Community Bank N. A. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Community Bank Systems, Inc.: 75% – 100% of Community Bank N. A. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Retirement Plan Of Pathfinder Bank | Pathfinder Bank | 31 | $18.7M | 10/01/2024 |
| I.B.E.W. Local No. 106 Pension Plan | Local Union 106 Ibew | 155 | $43.8M | 07/01/2024 |
| Nyrstar Clarksville Inc. Salaried Employees Retirement Plan | Nyrstar Clarksville Inc. | 50 | $37.2M | 01/01/2024 |
| Jetblue Airways Retirement Plan | Jetblue Airways Corporation | 23,089 | $5.4B | 01/01/2024 |
| Defined Benefit Pension Plan For Employees Of Gateway Longview, Inc. | Gateway Longview, Inc. | 63 | $10.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.47 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Nottingham Trust Company $639M (45% of AUM) Mar 2026
- Charles Schwab & Co. $616M (37% of AUM) Dec 2025
- Community Bank N.A. $478M (34% of AUM) Mar 2024
- BNY Mellon $435M (33% of AUM) Jul 2023
- National Financial Services (Fidelity) $254M (22% of AUM) Oct 2018
- U.S. Bank $248M (17% of AUM) Mar 2026
- LPL Financial $166M (12% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗