Cincinnati Asset Management Inc
- Regulatory AUM
- $2.5B
- Discretionary
- $2.5B
- Clients
- 6,033
- Avg AUM / client
- $420K
- Accounts
- 6,033
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 5,613 | $2.0B | 79.8% |
| Pension and profit sharing plans | 64 | $35.7M | 1.41% |
| Charitable organizations | 71 | $93.8M | 3.71% |
| State or municipal government entities | 2 | $23.9M | 0.94% |
| Insurance companies | 1 | $39.3M | 1.55% |
| Corporations and other businesses | 282 | $319M | 12.6% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Compton, Mary | Director | Mar 1989 (37y) | 25% – 50% | |
| William Sauer Sloneker | Chairman & Managing Director | Mar 1989 (37y) | 25% – 50% | |
| Hale, Randall, Scott | President & Managing Director | Jan 1993 (34y) | 10% – 25% | |
| Gardner, Richard, John | Managing Director | Jul 2003 (23y) | 10% – 25% | |
| Balestra, Richard, Mark | Managing Director | Mar 2010 (16y) | 5% – 10% | |
| Adams, Joshua, Martin | Managing Director | Jul 2019 (7y) | Less than 5% | |
| Collura, Nicholas, Martin | Chief Operating Officer Chief Compliance Officer Managing Director | Jul 2019 (7y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Morgan Stanley $903M (36% of AUM) Mar 2026
- Charles Schwab & Co. $745M (29% of AUM) Mar 2026
- UBS $212M (9% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗