Gabelli Funds, Llc
- Regulatory AUM
- $24.6B
- Discretionary
- $24.6B
- Clients
- 33
- Avg AUM / client
- $744M
- Accounts
- 54
- Employees
- 56
AUM over time
Annual snapshots from Form ADV filings · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 31 | $23.9B | 97.4% |
| Pooled investment vehicles (non-investment companies) | 2 | $634M | 2.58% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $711M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Gamco Merger Arbitrage | Other Private Fund | Luxembourg | $628M | 254 |
| Gabelli Merger Plus+ Trust Plc | Other Private Fund | United Kingdom | $72.8M | 20 |
| Gamco Convertible Securities | Other Private Fund | Luxembourg | $6.2M | 15 |
| Gamco All Cap Value | Other Private Fund | Luxembourg | $4.4M | 17 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mario Joseph Gabelli | Chief Investment Officer | CFA | Nov 1976 (50y) | ≈ 31.64% – 100% via Ggcp, Inc. |
| Goldman, David, Marc | Vice President, Corporate Development | Jan 2011 (16y) | Less than 5% | |
| Caterina, Kieran, Douglas | Chief Accounting Officer | Mar 2012 (14y) | Less than 5% | |
| Walz, Richard, John | Chief Compliance Officer | Mar 2015 (11y) | Less than 5% | |
| Ball, John, Chester | Senior Vice President, Fund Administration | Jan 2020 (7y) | Less than 5% | |
| Justin Hawley Mc Auliffe | Registered representative | Mar 2023 (3y) | ||
| Patricio Carlos Salem | Registered representative | Jun 2024 (2y) | ||
| Kristopher Steven Keach | Registered representative | May 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gamco Investors, Inc. | Sole Member | Feb 1999 | A | 75% or more |
| Ggcp, Inc. | Manager And Member | May 2010 | B | ≈ 42.19% – 100% via Ggcp Holdings Llc |
| Ggcp Holdings Llc | Majority Shareholder Of The Class B Common Stock | May 2010 | B | ≈ 56.25% – 100% via Gamco Investors, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mario Joseph Gabelli: 75% – 100% of Ggcp, Inc. × 75% – 100% of Ggcp Holdings Llc × 75% – 100% of Gamco Investors, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ggcp, Inc.: 75% – 100% of Ggcp Holdings Llc × 75% – 100% of Gamco Investors, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ggcp Holdings Llc: 75% – 100% of Gamco Investors, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $711M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Gamco Merger Arbitrage | Other Private Fund | $628M | $1.0K | 254 |
| Gabelli Merger Plus+ Trust Plc | Other Private Fund | $72.8M | $1.0K | 20 |
| Gamco Convertible Securities | Other Private Fund | $6.2M | $1.0K | 15 |
| Gamco All Cap Value | Other Private Fund | $4.4M | $1.0K | 17 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 2.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗