Toth Financial Advisory Corp
- Regulatory AUM
- $1.2B
- Discretionary
- $1.1B
- Clients
- 655
- Avg AUM / client
- $1.8M
- Accounts
- 2,352
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 312 | $97.6M | 8.46% |
| High net worth individuals | 335 | $984M | 85.2% |
| Pooled investment vehicles (non-investment companies) | 1 | $46.8M | 4.05% |
| Pension and profit sharing plans | 5 | $11.7M | 1.01% |
| Charitable organizations | 2 | $14.6M | 1.26% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $27.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Toth Growth & Income Fund, Lp | Hedge Fund | Virginia | $27.7M | 8 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Foley & Lardner Llp Defined Contribution Retirement Plan Foley & Lardner Llp | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Andrew Toth | Chairman Of The Board Of Directors | Jul 1986 (40y) | 10% – 25% | |
| Thomas Albert Bowman | President | Jun 2000 (26y) | 25% – 50% | |
| Kevin William Arbogast | Chief Investment Officer | Jul 2011 (15y) | 10% – 25% | |
| Kenneth Jackson Bowen | Chief Executive Officer | Sep 2013 (13y) | 25% – 50% | |
| Brawn Curtis Sproul | Registered representative | CFP | Jul 2006 (20y) | |
| Wesley Scot Kabance | Registered representative | May 2019 (7y) | ||
| Todd Owen Pettibon | Registered representative | Dec 2020 (6y) | ||
| Jordan Bryant Sorrenti | Registered representative | May 2021 (5y) | ||
| Stephanie Elizabeth Muskovac | Registered representative | May 2023 (3y) | ||
| Joseph Adam Scanlan | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $27.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Toth Growth & Income Fund, Lp | Hedge Fund | $27.7M | $1.0M | 8 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Foley & Lardner Llp Defined Contribution Retirement Plan | Foley & Lardner Llp | 2,109 | $1.7B | 02/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $696M (60% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗