Capital Management Associates Inc
- Regulatory AUM
- $1.9B
- Discretionary
- $785M
- Clients
- 932
- Avg AUM / client
- $2.0M
- Accounts
- 931
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 560 | $194M | 10.3% |
| High net worth individuals | 317 | $1.3B | 71.0% |
| Pension and profit sharing plans | 41 | $322M | 17.1% |
| Charitable organizations | 8 | $21.7M | 1.16% |
| Corporations and other businesses | 6 | $7.7M | 0.41% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The National Checking Company Employee Retirement Plan National Checking Company | 2024 | |
| Lathrop Gpm Llp 401(k) Plan Lathrop Gpm Llp | 2024 | |
| Met Con Companies 401(k) Plan Met Con Companies, Inc. | 2024 | |
| Mrci 403(b) Plan Mankato Rehabilitation Center, Inc. | 2024 | |
| Foss North America, Inc. 401(k) Savings Plan Foss North America, Inc. | 2024 | |
| Associated Skin Care Specialists, P.A. 401(k) Profit Sharing Plan Associated Skin Care Specialists, P.A. | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Alan Stroh | Chief Executive Officer, Chairman | Jun 1982 (44y) | 25% – 50% | |
| Melissa Leah Glennie | Chief Compliance Officer/Cfo, Coo | Mar 2008 (18y) | Less than 5% | |
| Thomas Alfred Luing | President | CFP | Sep 2011 (15y) | 25% – 50% |
| Robert Allen Cooper | Registered representative | CFP | Dec 2013 (13y) | |
| Robert Doran Shepard | Registered representative | Jan 2014 (13y) | ||
| John Edwin Truckenbrod | Registered representative | CFP | Aug 2016 (10y) | |
| Scott Cameron Foreman | Registered representative | Aug 2016 (10y) | ||
| Jane Bonnie Truckenbrod | Registered representative | Aug 2016 (10y) | ||
| Alexander Luing Pengelly | Registered representative | CFP | Mar 2017 (9y) | |
| Herbert Morse Richardson | Registered representative | Feb 2019 (7y) | ||
| Michelle Henderson White | Registered representative | Apr 2021 (5y) | ||
| Fong Her | Registered representative | Apr 2021 (5y) | ||
| Gregory Brian Paine | Registered representative | Apr 2022 (4y) | ||
| Matthew Paul Serrano | Registered representative | CFP | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cma Financial, Inc | Owner | Jan 1990 | A | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The National Checking Company Employee Retirement Plan | National Checking Company | 183 | $24.8M | 04/01/2024 |
| Lathrop Gpm Llp 401(k) Plan | Lathrop Gpm Llp | 193 | $105M | 01/01/2024 |
| Met Con Companies 401(k) Plan | Met Con Companies, Inc. | 199 | $21.8M | 01/01/2024 |
| Mrci 403(b) Plan | Mankato Rehabilitation Center, Inc. | 1,341 | $12.5M | 01/01/2024 |
| Foss North America, Inc. 401(k) Savings Plan | Foss North America, Inc. | 95 | $27.9M | 01/01/2024 |
| Associated Skin Care Specialists, P.A. 401(k) Profit Sharing Plan | Associated Skin Care Specialists, P.A. | 78 | $35.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $4.8M (0% of AUM) Mar 2026
- Hilltop Securities Inc. $2.2M (0% of AUM) May 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗