Eley Financial Management, Inc.
- Regulatory AUM
- $410M
- Discretionary
- $410M
- Clients
- 463
- Avg AUM / client
- $885K
- Accounts
- 1,166
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 356 | $101M | 24.7% |
| High net worth individuals | 95 | $290M | 70.9% |
| Pension and profit sharing plans | 2 | $5.3M | 1.29% |
| Charitable organizations | 10 | $12.6M | 3.09% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Matthew Diebold | President, Portfolio Manager, Investment Committee Member | CFP | Nov 1994 (32y) | 50% – 75% |
| Matthew Ames Malaney | Secretary, Portfolio Manager And Investment Committee Member | CFA | May 2007 (19y) | 50% – 75% |
| Andrew David Murphy | Chief Compliance Officer | Aug 2011 (15y) | Less than 5% | |
| Joseph Scott Smithwick | Registered representative | Nov 2006 (20y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $352M (86% of AUM) Mar 2026
- Fidelity Brokerage Services $276M (85% of AUM) Apr 2024
- Charles Schwab & Co. $57.3M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗