Penobscot Investment Management Company, Inc.
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 562
- Avg AUM / client
- $2.9M
- Accounts
- 845
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 231 | $104M | 6.38% |
| High net worth individuals | 317 | $1.4B | 83.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $7.8M | 0.48% |
| Charitable organizations | 6 | $51.9M | 3.17% |
| Corporations and other businesses | 8 | $102M | 6.21% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Edward Hart | Director, Secretary & Chief Compliance Officer | Oct 2008 (18y) | 25% – 50% | |
| Eugene Howard Clapp | Director & Treasurer | Oct 2008 (18y) | 25% – 50% | |
| Daniel Bailey Ford | President & Director | Dec 2009 (17y) | 10% – 25% | |
| Colleen Barry Mac Pherson | Director | CFA | Aug 2016 (10y) | 5% – 10% |
| Jonathan Reid Phillips | Registered representative | Oct 2008 (18y) | ||
| Charles Fairweather Kane | Registered representative | Apr 2012 (14y) | ||
| Christopher Alcorn Childs | Registered representative | CFA | Jun 2023 (3y) | |
| Eugene H Clapp | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (63% of AUM) May 2026
- Fidelity Brokerage Services $381M (23% of AUM) May 2026
- Fiduciary Trust Company $206M (13% of AUM) May 2026
- Fifth Third Bank $113M (16% of AUM) Aug 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗