Chartist Inc
- Regulatory AUM
- $170M
- Discretionary
- $170M
- Clients
- 426
- Avg AUM / client
- $398K
- Accounts
- 426
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 15, 2026
Asset allocation (SMA assets by investment type)
as of May 15, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 426 | $170M | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sullivan, Daniel, Francis | President | Nov 1975 (51y) | 75% or more | |
| Christopher Kier Mais | Vice President | Jul 1999 (27y) | Less than 5% | |
| Mais, William, Edward | Vice President | Jul 1999 (27y) | Less than 5% | |
| Steven Gerard Mais | Executive Vice President/Chief Compliance Officer | Sep 2004 (22y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/15/2026 | 848 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
Services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 15, 2026.
View current Form ADV (SEC/IAPD) ↗