Oxford Financial Group, Ltd. Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 105303
· SEC file 801-20692
· Carmel, IN
· www.linkedin.com
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ADV data as of Jul 09, 2026
- Regulatory AUM
- $23.3B
- Discretionary
- $11.5B
- Clients
- 697
- Avg AUM / client
- $33.5M
- Accounts
- 6,593
- Employees
- 156
AUM over time
$10.0B
$23.3B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Asset allocation (SMA assets by investment type)
as of Jul 09, 2026
Registered investment companies (funds/ETFs)
$13.8B
59%
Exchange-traded equities
$6.5B
28%
State & local bonds
$1.4B
6%
Pooled investment vehicles
$1.2B
5%
US government & agency bonds
$233M
1%
Investment-grade corporate bonds
$233M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 38 | $19.4M | 0.08% |
| High net worth individuals | 551 | $13.9B | 59.4% |
| Pooled investment vehicles (non-investment companies) | 48 | $4.5B | 19.5% |
| Pension and profit sharing plans | 29 | $3.3B | 14.2% |
| Charitable organizations | 18 | $414M | 1.77% |
| Insurance companies | 2 | $43.5M | 0.19% |
| Corporations and other businesses | 11 | $1.1B | 4.87% |
Private funds (53)
View all →Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $2.9B combined gross assets
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Indianapolis Symphony Orchestra 403(b) Plan Indiana Symphony Society, Inc. | 2024 | |
| The Truth Retirement Plan Truth Publishing Company, Inc. | 2024 | |
| Kraton Savings Plan Kraton Corporation | 2024 | |
| Technical Rubber Company, Inc. Employees' Profit Sharing And 401(k) Plan Technical Rubber Company, Inc. | Johnstown, OH | 2024 |
| Ksm Business Services, Inc. Employee Stock Ownership Plan Ksm Business Services, Inc. | 2024 | |
| Cooperative Savings Plan Cooperative Pension / Savings Board | 2024 | |
| Danis & Affiliates Retirement Plan Danis Building Construction Company | 2024 | |
| Forest River, Inc. 401(k) Plan Forest River, Inc. | Elkhart, IN | 2024 |
| Truth Publishing Company, Inc. & Pathfinder Communications Corporation 401(k) Plan And Trust Truth Publishing Company, Inc. | 2024 | |
| Cooperative Pension Plan Cooperative Pension / Savings Board | 2024 | |
| Haynes International, Inc. Combined Profit Sharing And Savings Plan Haynes International, Inc. | 2024 |
People (53)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Hugh Thomasson | Chief Executive Officer, Chairman Of The Board | CFP | Jan 1984 (43y) | Less than 5% |
| Charles Richard Davis | Corporate Director | CFP | Jul 2007 (19y) | Less than 5% |
| Mcmillen, Sue, A. | Chief Talent Officer | Jan 2011 (16y) | Less than 5% | |
| Kristina R Baron | Co Managing Partner, Corporate Director | Jul 2016 (10y) | Less than 5% | |
| Daniel Joseph Ford | Corporate Director | CFA | Nov 2017 (9y) | Less than 5% |
| Klein, Nicholas, Steven | Corporate Director | Jan 2021 (6y) | Less than 5% | |
| Robert Dale Ramsey | Chief Investment Officer, Co Managing Partner, Corporate Director | CFA | Mar 2021 (5y) | Less than 5% |
| Jarret D. Blum | Chief Development Officer | Apr 2024 (2y) | Less than 5% | |
| Copsey, Brian, D | Chief Financial Officer | Oct 2024 (2y) | Less than 5% | |
| Melia Breeze Krumm | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Jeffery Hal Stroman | Registered representative | Feb 1999 (28y) | ||
| Robert Mead Twitchell | Registered representative | CFA | Nov 2009 (17y) | |
| Peter Nielsen Reist | Registered representative | Personal Financial Specialist | Apr 2010 (16y) | |
| Jason Robert Brinks | Registered representative | CFP | Jan 2011 (16y) | |
| Richard V. Hall | Registered representative | CFP | Jan 2015 (12y) | |
| Timothy Edward Wittenbrook | Registered representative | CFP | Jan 2015 (12y) | |
| James Russell Wright | Registered representative | CFP | Jan 2015 (12y) | |
| Cameron Robert Johnson | Registered representative | CFA | May 2016 (10y) | |
| Jared Andrew Nishida | Registered representative | CFA | Sep 2016 (10y) | |
| Laura Jane Clark | Registered representative | CFA | Sep 2016 (10y) | |
| David M Lewis | Registered representative | CFA | Nov 2017 (9y) | |
| Charles Rush Carter | Registered representative | CFP | Jul 2018 (8y) | |
| Dustin Anthony Brown | Registered representative | Dec 2020 (6y) | ||
| Ryan Tyler Shidler | Registered representative | CFA | Jan 2021 (6y) | |
| Robert Lynn Webb | Registered representative | CFA | Mar 2021 (5y) | |
| Carl Steven Jackson | Registered representative | CFA | Aug 2021 (5y) | |
| Emily O Pattee | Registered representative | Nov 2021 (5y) | ||
| Zachary Shaw Littleton | Registered representative | Nov 2021 (5y) | ||
| Jacqueline Kay Armstrong | Registered representative | Dec 2021 (5y) | ||
| Jacquelyn Marie Nolan | Registered representative | CFP | Jan 2022 (5y) | |
| Terilyn Schwartz | Registered representative | CFP Chartered Financial Consultant | May 2022 (4y) | |
| Adam Caleb Ward | Registered representative | Jul 2022 (4y) | ||
| Jennifer Lynne Hammel | Registered representative | Jul 2022 (4y) | ||
| Christopher E Mc Graw | Registered representative | Sep 2022 (4y) | ||
| Michael Everett Larson | Registered representative | CFP | Jan 2023 (4y) | |
| Michelle Ann Reichert | Registered representative | CFP | Mar 2023 (3y) | |
| Barton Craig Francis | Registered representative | CFP | May 2023 (3y) | |
| Joseph Parker Mitchell | Registered representative | CFP CFA | May 2023 (3y) | |
| Kevin Coquillette | Registered representative | Jun 2023 (3y) | ||
| Alec Leverenz Finn | Registered representative | Feb 2024 (2y) | ||
| Andrew Donald Filauro | Registered representative | Feb 2024 (2y) | ||
| Henry Tyler Rosser | Registered representative | CFP | Apr 2024 (2y) | |
| Stephen Bowden Wilkins | Registered representative | Chartered Financial Consultant | Apr 2024 (2y) | |
| Jameson K Stady | Registered representative | CFP | Jun 2024 (2y) | |
| Christian Graham Nallenweg | Registered representative | CFP | Jul 2024 (2y) | |
| Austin Carey | Registered representative | CFP | Aug 2024 (2y) | |
| Julia Swallow Weaver | Registered representative | Oct 2024 (2y) | ||
| Natalie Marie Bennett | Registered representative | Jan 2025 (2y) | ||
| Tania A. De Vries | Registered representative | Apr 2025 (1y) | ||
| Christopher Bradford Gioia | Registered representative | Sep 2025 (1y) | ||
| Russell George Delibero | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Neal Gregg Davis | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Ashlee Danette Walton | Registered representative | CFP | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Oxford Financial Group Holdings, Llc | Member | Dec 2023 | A | 75% or more |
| Oxford Financial Group Parent, Llc | Member | Dec 2023 | B | ≈ 56.25% – 100% via Oxford Financial Group Holdings, Llc |
| The Thomasson Dynasty Trust Ii | Member | Dec 2023 | B | ≈ 10.55% – 50% via Knightsbridge Jt Dynasty Ii, Llc |
| Knightsbridge Jt Dynasty Ii, Llc | Member | Dec 2023 | B | ≈ 14.06% – 50% via Oxford Financial Group Parent, Llc |
| The Bryn Mawr Trust Company Of Delaware | Trustee | Dec 2023 | B | GP / trustee / elected manager of The Thomasson Dynasty Trust Ii (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Oxford Financial Group Parent, Llc: 75% – 100% of Oxford Financial Group Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- The Thomasson Dynasty Trust Ii: 75% – 100% of Knightsbridge Jt Dynasty Ii, Llc × 25% – 50% of Oxford Financial Group Parent, Llc × 75% – 100% of Oxford Financial Group Holdings, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Knightsbridge Jt Dynasty Ii, Llc: 25% – 50% of Oxford Financial Group Parent, Llc × 75% – 100% of Oxford Financial Group Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (53, $2.9B gross assets)
Top 25 of 53 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Indianapolis Symphony Orchestra 403(b) Plan | Indiana Symphony Society, Inc. | 152 | $15.6M | 09/01/2024 |
| The Truth Retirement Plan | Truth Publishing Company, Inc. | 0 | $0 | 08/01/2024 |
| Kraton Savings Plan | Kraton Corporation | 1,196 | $363M | 01/01/2024 |
| Technical Rubber Company, Inc. Employees' Profit Sharing And 401(k) Plan | Technical Rubber Company, Inc. | 170 | $21.9M | 01/01/2024 |
| Ksm Business Services, Inc. Employee Stock Ownership Plan | Ksm Business Services, Inc. | 672 | $92.0M | 01/01/2024 |
| Cooperative Savings Plan | Cooperative Pension / Savings Board | 4,519 | $455M | 01/01/2024 |
| Danis & Affiliates Retirement Plan | Danis Building Construction Company | 822 | $97.7M | 01/01/2024 |
| Forest River, Inc. 401(k) Plan | Forest River, Inc. | 22,247 | $127M | 01/01/2024 |
| Truth Publishing Company, Inc. & Pathfinder Communications Corporation 401(k) Plan And Trust | Truth Publishing Company, Inc. | 116 | $13.5M | 01/01/2024 |
| Cooperative Pension Plan | Cooperative Pension / Savings Board | 2,374 | $229M | 01/01/2024 |
| Haynes International, Inc. Combined Profit Sharing And Savings Plan | Haynes International, Inc. | 1,164 | $123M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 9.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $14.1B (60% of AUM) Jul 2026
- Pershing $1.7B (8% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗