AUMdb
CM

Clearwater Management Co., Inc.

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 105307 · SEC file 801-29336 · St Paul, MN
☆ Save with Pro ADV data as of Mar 17, 2026
Regulatory AUM
$4.7B
Discretionary
$4.7B
Clients
13
Avg AUM / client
$360M
Accounts
13
Employees
1

AUM over time

$1.9B $4.7B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 17, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 4 $3.9B 83.3%
Pooled investment vehicles (non-investment companies) 9 $781M 16.7%

Private funds (8)

Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $783M combined gross assets

FundTypeDomicileGross assetsOwners
Clearwater Diversifying Strategies Fund, Llc master Hedge Fund Delaware $166M 61
Clearwater Private Opportunity Fund V, Lllp Private Equity Fund Minnesota $156M 78
Clearwater Private Opportunity Fund Vi, Lllp Private Equity Fund Minnesota $132M 77
Clearwater Private Opportunity Fund Viii, Llc Private Equity Fund Delaware $113M 88
Clearwater Private Opportunity Fund Vii, Llc Private Equity Fund Delaware $88.1M 59
Clearwater Opportunity Fund, Lllp Hedge Fund Minnesota $57.7M 70
Clearwater Private Opportunity Fund Iv, Lllp Private Equity Fund Minnesota $50.1M 76
Clearwater Private Opportunity Fund Iii, Lllp Private Equity Fund Minnesota $19.7M 94

People (12)

NameRole / titleCredentialsWith firm sinceOwnership
Piasecki, Frank, Weyerhaeuser Director Dec 1992 (34y) 10% – 25%
Hlavka, Elizabeth, Driscoll Director Mar 1995 (31y) 10% – 25%
Weyerhaeuser, Catherine, Lane Director Jun 1999 (27y) 10% – 25%
Carr, Samuel, Baldwin Director Mar 2000 (26y) 10% – 25%
Cunningham, Courtland, Baxter Director, Vice President And Secretary Mar 2013 (13y) 10% – 25%
Day, Vivian, Weyerhaeuser Director Sep 2014 (12y) 10% – 25%
Driscoll, William, Lindeke Chairman, President, Treasurer And Director Sep 2015 (11y) 10% – 25%
Slocum, Michael, John Director Dec 2017 (9y) 10% – 25%
Middleton, Richard, W Director Dec 2018 (8y) 10% – 25%
Davis, Melissa, Marguerite Director, Non Voting Mar 2021 (5y) Less than 5%
Mitchell, Jason, Keith Chief Compliance Officer Mar 2021 (5y) Less than 5%
Titcomb, Daniel, Leslie Director Dec 2022 (4y) 10% – 25%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (8, $783M gross assets)

FundTypeGross assetsMin. investmentOwners
Clearwater Diversifying Strategies Fund, Llc Hedge Fund $166M $300K 61
Clearwater Private Opportunity Fund V, Lllp Private Equity Fund $156M $300K 78
Clearwater Private Opportunity Fund Vi, Lllp Private Equity Fund $132M $150K 77
Clearwater Private Opportunity Fund Viii, Llc Private Equity Fund $113M $300K 88
Clearwater Private Opportunity Fund Vii, Llc Private Equity Fund $88.1M $300K 59
Clearwater Opportunity Fund, Lllp Hedge Fund $57.7M $300K 70
Clearwater Private Opportunity Fund Iv, Lllp Private Equity Fund $50.1M $300K 76
Clearwater Private Opportunity Fund Iii, Lllp Private Equity Fund $19.7M $300K 94

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/17/2026 2.6 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Other fees
  • FIXED % OF COMMITTED CAPITAL OR NAV FOR PRIVATE FUNDS.

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Selection of other advisers

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.

View current Form ADV (SEC/IAPD) ↗