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Wealth Manager · Mid-sized ($1B–$10B)
CRD 105336
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ADV data as of Jul 17, 2025
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 517
- Avg AUM / client
- $2.1M
- Accounts
- 1,999
- Employees
- 14
AUM over time
$331M
$1.1B
Mar 28, 2012
Jul 17, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 17, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 227 | $97.7M | 8.8% |
| High net worth individuals | 283 | $979M | 88.2% |
| Pension and profit sharing plans | Fewer than 5 | $1.6M | 0.15% |
| Charitable organizations | 7 | $30.9M | 2.78% |
| Corporations and other businesses | Fewer than 5 | $498K | 0.04% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (94% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2025.