Law & Associates Inc
- Regulatory AUM
- $327M
- Discretionary
- $0
- Clients
- 319
- Avg AUM / client
- $1.0M
- Accounts
- 1,658
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 243 | $117M | 35.9% |
| High net worth individuals | 54 | $200M | 61.4% |
| Banking or thrift institutions | 5 | $2.7M | 0.83% |
| Charitable organizations | 1 | $2.3M | 0.71% |
| Corporations and other businesses | 6 | $1.1M | 0.35% |
| Other | 10 | $2.9M | 0.88% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Janice Lynne Henderson | Ceo/Chief Compliance Officer/Treasurer | CFP | Jan 2016 (11y) | 75% or more |
| Davita Crystal Alford Cooper | Registered representative | CFP | Nov 2019 (7y) | |
| Ramzi Benmokhtar Baklouti | Registered representative | CFP | Jul 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PROJECT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Raymond James $204M (63% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗