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Wealth Manager · Small ($100M–$1B)
CRD 105369
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ADV data as of Mar 28, 2025
- Regulatory AUM
- $518M
- Discretionary
- $500M
- Clients
- 454
- Avg AUM / client
- $1.1M
- Accounts
- 454
- Employees
- 10
AUM over time
$125M
$518M
Mar 8, 2012
Mar 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 433 | $393M | 75.8% |
| High net worth individuals | 15 | $92.1M | 17.8% |
| Charitable organizations | 6 | $33.2M | 6.42% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2025.