Provise Management Group, Llc
- Regulatory AUM
- $2.0B
- Discretionary
- $2.0B
- Clients
- 1,190
- Avg AUM / client
- $1.7M
- Accounts
- 3,492
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 513 | $159M | 7.81% |
| High net worth individuals | 626 | $1.7B | 86.0% |
| Pension and profit sharing plans | 10 | $15.5M | 0.76% |
| Charitable organizations | 21 | $38.8M | 1.91% |
| Corporations and other businesses | 20 | $71.1M | 3.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Johnson, Pope Profit Sharing Plan And Trust Johnson, Pope, Bokor, Ruppel & Burns, L. L. P. | 2024 | |
| Clearwater Cardiovascular And Interventional Consultants, Md, Pa 401(k) Profit Sharing Plan Clearwater Cardiovascular And Interventional Consultants, Md, Pa | 2024 | |
| St Petersburg Kennel Club, Incorporated 401(k) Plan St Petersburg Kennel Club, Inc. | 2024 | |
| Teamhealth 401(k) Plan Ameriteam Services, Llc | 2024 |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Vincent Raymond Ferrara | Executive Chair/Manager | CFP | Aug 1988 (38y) | Less than 5% |
| Eric Russell Ebbert | Ceo/Manager | CFP | Oct 2001 (25y) | Less than 5% |
| Yin Yin | Controller | Sep 2007 (19y) | Less than 5% | |
| Jon Michael Brethauer | President/Manager | CFP | Feb 2008 (18y) | Less than 5% |
| Norwood, Robert, Bredt | Secretary | Apr 2016 (10y) | Less than 5% | |
| Shane D O'hara | Executive Vice President/Chief Compliance Officer | CFP | Feb 2017 (9y) | Less than 5% |
| Susan Clementine Washburn | Senior Financial Planner | CFP | Jul 2017 (9y) | Less than 5% |
| Jack Devon Niles | Registered representative | May 2002 (24y) | ||
| Daniel Raymond Mannix | Registered representative | CFA | Mar 2020 (6y) | |
| Stephen James Csenge | Registered representative | CFP | Oct 2020 (6y) | |
| Russell James Campbell | Registered representative | CFP | Feb 2021 (5y) | |
| Holly Ann Harman | Registered representative | CFP | Jun 2021 (5y) | |
| Sandra Ann Risgaard | Registered representative | CFP | Jun 2021 (5y) | |
| Thomas J Harrington | Registered representative | CFP | Dec 2021 (5y) | |
| Peter Vincent Seriano | Registered representative | CFP | Jul 2022 (4y) | |
| Jonathan Richmond | Registered representative | CFP | Mar 2024 (2y) | |
| Derek Robert Kelly | Registered representative | CFP | Sep 2024 (2y) | |
| Joseph Robert Mc Fadden | Registered representative | CFP CFA | Sep 2025 (1y) | |
| Justin Matthew Whitmer | Registered representative | Apr 2026 (0y) | ||
| Ryan Patrick Mc Crerey | Registered representative | CFP | Jun 2026 (0y) | |
| Oscar Grimsmo Skjaerpe | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kestra Financial,Inc | Managing Member | Oct 2014 | A | 75% or more |
| Kestra Advisor Services Holdings C, Inc. | Owner | Jun 2014 | B | ≈ 56.25% – 100% via Kestra Financial,Inc |
| Kestra Advisor Services Holdings B, Inc. | Owner | Jun 2014 | B | ≈ 42.19% – 100% via Kestra Advisor Services Holdings C, Inc. |
| Kestra Advisor Services Holdings A, Inc. | Owner | Jun 2014 | B | ≈ 31.64% – 100% via Kestra Advisor Services Holdings B, Inc. |
| Kingfisher Holding, L.P. | Owner | Jun 2019 | B | ≈ 13.35% – 100% via Kingfisher Holding A, Inc. |
| Kingfisher Holding A, Inc. | Owner | Jun 2019 | B | ≈ 17.8% – 100% via Kingfisher Holding B, Inc. |
| Kingfisher Holding B, Inc. | Owner | Jun 2019 | B | ≈ 23.73% – 100% via Kestra Advisor Services Holdings A, Inc. |
| Warburg Pincus Financial Sector, L.P. | Limited Partner | Jun 2019 | B | ≈ 3.34% – 50% via Kingfisher Holding, L.P. |
| Ohcp Vi Enzo Aggregator, L.P. | Owner | Feb 2023 | B | ≈ 3.34% – 50% via Kingfisher Holding, L.P. |
| Oak Hill Capital Partners Vi (Onshore), L.P. | Owner | Feb 2023 | B | ≈ 0.83% – 25% via Ohcp Vi Enzo Aggregator, L.P. |
| Oak Hill Capital Partners Vi (Te 892), L.P. | Owner | Feb 2023 | B | ≈ 0.83% – 25% via Ohcp Vi Enzo Aggregator, L.P. |
| Kingfisher Holding Gp, Llc | General Partner | Jun 2019 | B | GP / trustee / elected manager of Kingfisher Holding, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kestra Advisor Services Holdings C, Inc.: 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Kestra Advisor Services Holdings B, Inc.: 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Kestra Advisor Services Holdings A, Inc.: 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Kingfisher Holding, L.P.: 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Kingfisher Holding A, Inc.: 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Kingfisher Holding B, Inc.: 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Warburg Pincus Financial Sector, L.P.: 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 3.34% – 50% of the firm
- Ohcp Vi Enzo Aggregator, L.P.: 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 3.34% – 50% of the firm
- Oak Hill Capital Partners Vi (Onshore), L.P.: 25% – 50% of Ohcp Vi Enzo Aggregator, L.P. × 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 0.83% – 25% of the firm
- Oak Hill Capital Partners Vi (Te 892), L.P.: 25% – 50% of Ohcp Vi Enzo Aggregator, L.P. × 25% – 50% of Kingfisher Holding, L.P. × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. × 75% – 100% of Kestra Financial,Inc × 75% – 100% direct ≈ 0.83% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Johnson, Pope Profit Sharing Plan And Trust | Johnson, Pope, Bokor, Ruppel & Burns, L. L. P. | 172 | $71.3M | 01/01/2024 |
| Clearwater Cardiovascular And Interventional Consultants, Md, Pa 401(k) Profit Sharing Plan | Clearwater Cardiovascular And Interventional Consultants, Md, Pa | 0 | $0 | 01/01/2024 |
| St Petersburg Kennel Club, Incorporated 401(k) Plan | St Petersburg Kennel Club, Inc. | 292 | $7.9M | 01/01/2024 |
| Teamhealth 401(k) Plan | Ameriteam Services, Llc | 18,577 | $1.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 2.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: SELF-REPORTED TO THE SEC PURSUANT TO THE DIVISION OF ENFORCEMENT'S SHARE CLASS SELECTION DISCLOSURE INITIATIVE. ALLEGATIONS CONCERNED INADEQUATE DISCLOSURE WITH RESPECT TO THE RECEIPT OF 12B-1 FEES, SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES, AND ASSOCIATED CONFLICTS OF INTEREST. Status: Final Sanction Detail: DISGORGEMENT AND PREJUDGMENT INTEREST WERE PAID TO AFFECTED INVESTORS TOTALING APPROXIMATELY $297,423.78 ACCORDING TO THE TERMS OF THE SETTLEMENT. Summary: ON MARCH 11, 2019, PROVISE, WITHOUT ADMITTING OR DENYING THE FINDINGS, CONSENTED TO THE ENTRY OF AN ORDER INSTITUTING PROCEEDINGS BY THE SEC RELATING TO INADEQUATE DISCLOSURE PROVIDED TO CLIENTS WHO PURCHASED OR HELD 12B-1 FEE PAYING SHARE CLASS MUTUAL FUNDS WHEN A LOWER-COST SHARE CLASS OF THE SAME FUND WAS AVAILABLE, WHICH RESULTED IN PROVISE'S AFFILIATED BROKER-DEALER AND PROVISE'S ASSOCIATED PERSONS RECEIVING THOSE FEES. AS A RESULT, PROVISE (I) AGREED TO CEASE AND DESIST FROM CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 206(2) AND 207 OF THE INVESTMENT ADVISERS ACT OF 1940, (II) AGREED TO A CENSURE, AND (III) AGREED TO PAY DISGORGEMENT AND PREJUDGMENT INTEREST TO AFFECTED INVESTORS TOTALING APPROXIMATELY $297,423.78
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.9B (94% of AUM) Jun 2026
- National Financial Services (Fidelity) $259M (19% of AUM) Jul 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗