AUMdb

Brown & Brown Financial Services, Inc.

State-registered Broker-Dealer (Dually Registered) · Boutique (under $100M) CRD 105392 · SEC file 801-23005 · Dallas, TX · WWW.BBFSI.NET
☆ Save with Pro ADV data as of Feb 12, 2026
Regulatory AUM
$91.2M
Discretionary
$91.2M
Clients
44
Avg AUM / client
$2.1M
Accounts
44
Employees
2

AUM over time

$71.4M $91.2M
Mar 19, 2012 Feb 12, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 12, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 11 $3.1M 3.38%
High net worth individuals 33 $88.1M 96.6%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
John Colon Brown President & Chief Compliance Officer Jun 1984 (42y) 75% or more
Bubel, Laurie, Ann Vice President Mar 2005 (21y) Less than 5%
Alexis Lannie Brown Registered representative Jul 2010 (16y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/12/2026 1.09 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Commissions
  • Other fees
  • AFFILIATE MUTUAL FUND COM.&12B1 FEES CREDITED AGAINST MGMT FEES

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.

View current Form ADV (SEC/IAPD) ↗