AUMdb

John W. Brooker & Co., Cpas, Pc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 105437 · SEC file 801-19247 · Oakland, CA · www.brooker-cpa.com
☆ Save with Pro ADV data as of Feb 18, 2026
Regulatory AUM
$136M
Discretionary
$136M
Clients
57
Avg AUM / client
$2.4M
Accounts
145
Employees
10

AUM over time

$136M $592M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 18, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 21 $11.4M 8.38%
High net worth individuals 24 $89.9M 65.9%
Pension and profit sharing plans 12 $35.0M 25.7%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jakubowitz, Larry, M. President May 1990 (36y) 50% – 75%
Joseph Albert Wells Principal, Chief Compliance Officer And Investment Strategist CFP CFA Jul 2015 (11y) 25% – 50%
Robert John Wells Principal And Investment Strategist CFA Jan 2020 (7y) 10% – 25%
Andrew Michael Nevin Registered representative Chartered Financial Consultant Feb 2025 (1y)
Nolan Mitchell Parker Registered representative Feb 2025 (1y)
Samson Kam Long Chan Registered representative CFP Feb 2025 (1y)
Scott Patrick Kelley Registered representative Chartered Financial Consultant Feb 2025 (1y)
Kevin Yee Registered representative CFP Dec 2025 (1y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/18/2026 1.04 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.

View current Form ADV (SEC/IAPD) ↗