R M Davis Inc
- Regulatory AUM
- $8.2B
- Discretionary
- $8.1B
- Clients
- 2,437
- Avg AUM / client
- $3.3M
- Accounts
- 6,124
- Employees
- 63
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,042 | $649M | 7.96% |
| High net worth individuals | 1,300 | $7.0B | 85.5% |
| Pension and profit sharing plans | 10 | $50.1M | 0.61% |
| Charitable organizations | 57 | $358M | 4.38% |
| State or municipal government entities | 6 | $15.2M | 0.19% |
| Corporations and other businesses | 22 | $111M | 1.36% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Spectrum Healthcare Partners, P.A. 401(k) Profit Sharing Plan Spectrum Healthcare Partners, P.A. | 2024 | |
| Preti, Flaherty, Beliveau & Pachios, Llp Profit Sharing Plan Preti, Flaherty, Beliveau & Pachios Llp | 2024 |
People (25)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Howard Noyes | Chairman Of Board Of Directors, Owner, Director | CFA Chartered Investment Counselor | Jan 1993 (34y) | 25% – 50% |
| Wendy Allard Laidlaw | Cfo, Director, Owner | Jan 2002 (25y) | 5% – 10% | |
| Geoffrey Knight Alexander | Ceo, Director, Owner | Sep 2002 (24y) | 25% – 50% | |
| John David Doughty | Cio, Owner, Director | Jan 2003 (24y) | Less than 5% | |
| Fernandez, Mark, Andrew | Owner, Director | Jan 2004 (23y) | 10% – 25% | |
| Matthew Alan Mcfarland | Owner, Director | Jan 2013 (14y) | Less than 5% | |
| Michael Philip Wood | Owner, Director | CFA | Apr 2013 (13y) | Less than 5% |
| Dean Everett Walker | Owner, Director, Coo, Vp Trading | Aug 2016 (10y) | Less than 5% | |
| Draeger, Scot, Eric | President, Owner, General Counsel, Director | Jan 2017 (10y) | Less than 5% | |
| Dubois, Caleb, Chase Boothby | Cco, Vice President, Deputy General Counsel | Sep 2022 (4y) | Less than 5% | |
| Dana Robert Mitiguy | Registered representative | CFA | Sep 2002 (24y) | |
| Vincent Francis Damasco | Registered representative | CFA | Feb 2012 (14y) | |
| George Creelman Carr | Registered representative | Nov 2015 (11y) | ||
| Robert Mcintire Davis | Registered representative | CFP | Dec 2018 (8y) | |
| Michael J Neff | Registered representative | CFA | Feb 2021 (5y) | |
| Kevin James Manning | Registered representative | Mar 2022 (4y) | ||
| Timothy Edward Malisa | Registered representative | Oct 2022 (4y) | ||
| Timothy J Acquaviva | Registered representative | CFA | Oct 2022 (4y) | |
| Andrew Bouchard Livingston | Registered representative | CFP CFA | Sep 2023 (3y) | |
| John Francis Leonard | Registered representative | CFP | Jan 2024 (3y) | |
| Edward G Smith | Registered representative | CFP | Feb 2024 (3y) | |
| Marianne Dao Loew | Registered representative | CFA | Jul 2024 (2y) | |
| Cade Blackburn | Registered representative | Sep 2024 (2y) | ||
| Kurtis John Petersons | Registered representative | Mar 2025 (1y) | ||
| Gregory Ezra Cox | Registered representative | CFP | May 2025 (1y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Spectrum Healthcare Partners, P.A. 401(k) Profit Sharing Plan | Spectrum Healthcare Partners, P.A. | 489 | $360M | 01/01/2024 |
| Preti, Flaherty, Beliveau & Pachios, Llp Profit Sharing Plan | Preti, Flaherty, Beliveau & Pachios Llp | 182 | $128M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $6.2B (76% of AUM) Mar 2026
- National Financial Services (Fidelity) $1.6B (19% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗