Rachor Investment Advisory Services, Llc
- Regulatory AUM
- $238M
- Discretionary
- $238M
- Clients
- 490
- Avg AUM / client
- $486K
- Accounts
- 1,043
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 358 | $75.1M | 31.5% |
| High net worth individuals | 132 | $154M | 64.8% |
| Charitable organizations | Fewer than 5 clients | $1.7M | 0.71% |
| Corporations and other businesses | Fewer than 5 clients | $7.0M | 2.92% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tod Gerald Fisher | Director (Of Managing Member) | CFP | May 2010 (16y) | ≈ 56.25% – 100% via Rias Holding Company Incorporated |
| Patricia Anne Walton | Registered representative | CFP | Sep 2016 (10y) | |
| Kristine Marie Sherwood | Registered representative | Chartered Financial Consultant | Jun 2019 (7y) | |
| Bethany J Yerk | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rias Holding Company Incorporated | Managing Member (Sole Member) | Jul 2008 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Tod Gerald Fisher: 75% – 100% of Rias Holding Company Incorporated × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $238M (100% of AUM) Mar 2026
- TD Ameritrade $154M (79% of AUM) Sep 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗