AUMdb

Tscg Investors, Llc

SEC-registered Investment Adviser CRD 105525 · SEC file 801-33349 · Simsbury, CT · WWW.TSCG.COM
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
5

AUM over time

$674M $819M
Mar 29, 2012 Aug 23, 2017

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026

Who they serve

Client typeClientsAUM% of AUM
State or municipal government entities Fewer than 5 clients $0

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Huntley, David, Bruce Chief Compliance Officer/Chief Financial Officer Jan 2008 (19y) Less than 5%
Latone, Samuel, Philip Ceo And Elected Manager Jun 2018 (8y) Less than 5%
Birnbrey, David, Frank Member Dec 2020 (6y) ≈ 10.55% – 50% via Tscg, Inc

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Hart Holdings 1, Llc Member Jan 2017 A 75% or more
The Shopping Center Group, Llc Member Jun 2018 B ≈ 56.25% – 100% via Hart Holdings 1, Llc
Tscg, Inc Member Jan 2014 B ≈ 42.19% – 100% via The Shopping Center Group, Llc

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Birnbrey, David, Frank: 25% – 50% of Tscg, Inc × 75% – 100% of The Shopping Center Group, Llc × 75% – 100% of Hart Holdings 1, Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
  • The Shopping Center Group, Llc: 75% – 100% of Hart Holdings 1, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Tscg, Inc: 75% – 100% of The Shopping Center Group, Llc × 75% – 100% of Hart Holdings 1, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 1020 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees
  • Other fees
  • PERCENTAGE OF OPERATIONS; PERCENTAGE OF ACQUISITIONS

Services

  • Pension consulting services
  • Other services

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗