Alpha & Omega Financial Management Consultants, Inc.
- Regulatory AUM
- $40.3M
- Discretionary
- $0
- Clients
- 137
- Avg AUM / client
- $294K
- Accounts
- 137
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 134 | $36.9M | 91.6% |
| High net worth individuals | 3 | $3.4M | 8.39% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Preovolos, Litsa, Stella | Co Founder And Executive Vice President | Jun 1975 (51y) | Less than 5% | |
| Preovolos, Peter, Emanuel | Stockholder | Jun 1979 (47y) | 25% – 50% | |
| Athanasios K Preovolos | Chief Compliance Officer & Clo | Oct 1979 (47y) | 25% – 50% | |
| Preovolos, Spiro, George | Chief Operating Officer | Oct 1979 (47y) | ≈ 2.5% – 12.5% via Preovolos Family Trust 1979 | |
| Preovolos, Nicholas, John | Beneficiary | Oct 1979 (47y) | ≈ 2.5% – 12.5% via Preovolos Family Trust 1979 | |
| Fiel Armando Barrow | Registered representative | Jul 2023 (3y) | ||
| Wesley Alan Schevers | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Preovolos Family Trust 1979 | Stockholder | Feb 1978 | A | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Preovolos, Spiro, George: 25% – 50% of Preovolos Family Trust 1979 × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
- Preovolos, Nicholas, John: 25% – 50% of Preovolos Family Trust 1979 × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Sei Investments Distribution Co. $15.4M (38% of AUM) Jul 2026
- Fidelity Brokerage Services $1.1M (3% of AUM) Jul 2026
- Truist Financial Corp $662K (2% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗