EM
Equity Management Group, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 105632
· SEC file 801-29843
·
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $67.3M
- Discretionary
- $67.3M
- Clients
- 88
- Avg AUM / client
- $764K
- Accounts
- 88
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 49 | $8.2M | 12.1% |
| High net worth individuals | 32 | $48.4M | 71.9% |
| Pension and profit sharing plans | 1 | $533K | 0.79% |
| Charitable organizations | 3 | $10.2M | 15.1% |
| Corporations and other businesses | 3 | $181 | 0.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Vernon Leroy Dransfeldt | Registered representative | CFP | Jan 2017 (10y) | |
| Jennifer Lee Mcgee | Registered representative | Jan 2025 (2y) | ||
| Sarah Lyn Mc Gee Gassert | Registered representative | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 986 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $38.0M (56% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗