Independent Investors Inc
- Regulatory AUM
- $572M
- Discretionary
- $530M
- Clients
- 100
- Avg AUM / client
- $5.7M
- Accounts
- 149
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 54 | $16.1M | 2.81% |
| High net worth individuals | 42 | $277M | 48.5% |
| Charitable organizations | 4 | $278M | 48.7% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Margaret Edel Moloney | President | Aug 1991 (35y) | Less than 5% | |
| Kevin Patrick Moloney | Treasurer | Sep 2014 (12y) | Less than 5% | |
| Moloney, Denise, Elizabeth | Secretary | Sep 2014 (12y) | Less than 5% | |
| Moloney, Elizabeth, Ann | Owner | Sep 2014 (12y) | 75% or more | |
| Stewart, Patricia, Marie | Chief Financial Officer | Jan 2017 (10y) | Less than 5% | |
| Andersen, Michael, John | Chief Compliance Officer/General Counsel | Mar 2021 (5y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $325M (57% of AUM) Mar 2026
- BNY Mellon $247M (43% of AUM) Mar 2026
- Fnz Trust Company $217M (46% of AUM) Mar 2024
- State Street $201M (50% of AUM) Mar 2021
- Merrill Lynch $155M (48% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗