Ccm Investment Advisers, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 916
- Avg AUM / client
- $1.7M
- Accounts
- 1,235
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 736 | $257M | 16.6% |
| High net worth individuals | 137 | $747M | 48.2% |
| Pension and profit sharing plans | 7 | $14.7M | 0.95% |
| Charitable organizations | 24 | $259M | 16.7% |
| State or municipal government entities | 2 | $223M | 14.4% |
| Corporations and other businesses | 8 | $25.4M | 1.64% |
| Other | 2 | $24.0M | 1.55% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Nelson Mullins Retirement Plan Nelson Mullins Riley & Scarborough Llp | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bullock, Dixie, Smith | Vice President | Sep 1986 (40y) | Less than 5% | |
| Christopher Wilson Antley | Sr. Vice President, Chief Investment Officer | Feb 2009 (17y) | Less than 5% | |
| Michael Anthony Burkett | Sr. Vice President, Chief Equity Strategist | CFA | Feb 2009 (17y) | Less than 5% |
| Robert Frazer Key | President, Chief Compliance Officer And Fixed Income Strategist, Director | CFA | Feb 2009 (17y) | Less than 5% |
| Antonovich, Amanda, Cary | Trustee Of The Big Dog Family Preservation Trust, Member, Treasurer, Director, Trustee Of The Fowler Cary Family Trust | Feb 2019 (8y) | Less than 5% | |
| Cary, Carlynn, Elizabeth | Trustee Of The Big Dog Family Preservation Trust, Member, Secretary, Director, Trustee Of The Fowler Cary Family Trust | Feb 2019 (8y) | Less than 5% | |
| Kirkland, Stephen, Dele | Trustee Of The Big Dog Family Preservation Trust, Chairman | Feb 2019 (8y) | Less than 5% | |
| Anthony Franklin Carimi | Vice President | Apr 2022 (4y) | Less than 5% | |
| Christian John Leveque | Vice President, Chief Fixed Income Strategist | Mar 2023 (3y) | Less than 5% | |
| Rebecca Folline Rhodes | Registered representative | Jan 2009 (18y) | ||
| Richard Joseph Linden | Registered representative | Jul 2024 (2y) | ||
| Mackenzie C. Macklen | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Big Dog Family Preservation Trust U/A Dated December 31. 2012 | Owner,Member | Dec 2012 | A | 50% – 75% |
| Fowler Cary Family Trust | Owner, Member | Aug 2020 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Nelson Mullins Retirement Plan | Nelson Mullins Riley & Scarborough Llp | 1,831 | $679M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 972 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $2.0B (70% of AUM) Dec 2019
- Charles Schwab & Co. $963M (62% of AUM) Mar 2026
- Pershing $286M (22% of AUM) Apr 2025
- Wells Fargo $262M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗