AUMdb

Rosenblum Silverman Sutton Sf Inc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 105774 · SEC file 801-21730 · San Francisco, CA · WWW.RSSIC.COM
☆ Save with Pro ADV data as of Feb 20, 2026
Regulatory AUM
$487M
Discretionary
$487M
Clients
159
Avg AUM / client
$3.1M
Accounts
160
Employees
5

AUM over time

$206M $521M
Mar 30, 2012 Feb 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 20, 2026

Investments (13F portfolio — 76 positions, $382,299,940)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Nvidia Corporation Stock $43,053,611 246,867 11.3% 8.85%
2 Amazon Com Inc Stock $19,942,061 95,751 5.22% 4.1%
3 Netflix Inc. Stock $18,250,232 189,810 4.77% 3.75%
4 Costco Wholesale Corporation Stock $17,660,774 17,724 4.62% 3.63%
5 Microsoft Corp Stock $17,367,692 46,918 4.54% 3.57%
6 Visa Inc Stock $17,321,728 57,311 4.53% 3.56%
7 Alphabet Inc Stock $17,207,777 59,841 4.5% 3.54%
8 Meta Platforms Inc Stock $17,193,709 30,052 4.5% 3.53%
9 Sharkninja Inc Stock $12,825,973 121,114 3.36% 2.64%
10 Cintas Corp Stock $11,886,144 70,274 3.11% 2.44%
11 Janus Detroit Str Tr ETF $11,322,786 250,615 2.96% 2.33%
12 Alnylam Pharmaceuticals Inc Stock $10,894,556 32,927 2.85% 2.24%
13 Alphabet Inc Stock $10,591,250 36,921 2.77% 2.18%
14 Vanguard Scottsdale Fds ETF $10,189,008 123,130 2.67% 2.09%
15 J P Morgan Exchange Traded F ETF $9,221,824 171,505 2.41% 1.89%
16 Thermo Fisher Scientific Inc Stock $9,183,255 18,683 2.4% 1.89%
17 Salesforce Inc Stock $7,477,067 40,055 1.96% 1.54%
18 Insulet Corp Stock $7,134,980 34,002 1.87% 1.47%
19 Deckers Outdoor Corp Stock $6,966,564 69,603 1.82% 1.43%
20 Jpmorgan Chase & Co Stock $6,890,697 23,425 1.8% 1.42%
21 Reddit Inc Stock $6,545,740 48,613 1.71% 1.35%
22 Ishares Tr ETF $6,380,978 125,240 1.67% 1.31%
23 Synopsys Inc Stock $5,706,537 14,393 1.49% 1.17%
24 Home Depot Inc Stock $4,859,536 14,776 1.27% 1.0%
25 Xylem Inc Stock $4,807,674 40,232 1.26% 0.99%

Top 25 of 76 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 52 $23.1M 4.75%
High net worth individuals 107 $461M 94.6%
Pension and profit sharing plans Fewer than 5 clients $3.0M 0.61%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Joel Daniel Stilwell Executive Vice President And Chief Compliance Officer Jun 2023 (3y) 25% – 50%
Holger Nmn Berndt President And Chief Investment Officer CFA Aug 2024 (2y) 25% – 50%
Huff, Philip, Anthony Executive Vice President And Chief Financial Officer Aug 2024 (2y) 10% – 25%
Sutton, Phyllis, Rosenblum Chairperson Emerita Aug 2024 (2y) 50% – 75%
Charles Thomson Angle Registered representative CFP Dec 2024 (2y)
Sherry Chan Karlsson Registered representative Jan 2025 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/20/2026 900 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.

View current Form ADV (SEC/IAPD) ↗