Searcy Financial Services, Inc.
- Regulatory AUM
- $514M
- Discretionary
- $514M
- Clients
- 193
- Avg AUM / client
- $2.7M
- Accounts
- 1,874
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 81 | $53.4M | 10.4% |
| High net worth individuals | 104 | $363M | 70.7% |
| Pension and profit sharing plans | 8 | $23.1M | 4.5% |
| Charitable organizations | Fewer than 5 clients | $419K | 0.08% |
| Other investment advisers | Fewer than 5 clients | $73.6M | 14.3% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marcus Clinton Shaffer | Principal/Secretary&Treasurer&Cfo | CFP | Nov 2007 (19y) | 50% – 75% |
| Jessica Ann Kmetty | President And Chief Executive Officer | Jul 2009 (17y) | ≈ 7.5% – 25% via Jessica A Kmetty Living Trust Dtd | |
| John Christopher Fales | Chief Compliance Officer And Vice President | CFP | Apr 2012 (14y) | 10% – 25% |
| Ryan Wayne Brooke | Principal&Cio | CFP Chartered Financial Consultant | Feb 2015 (12y) | 5% – 10% |
| Brenda Marie Carrico | Registered representative | Jun 2013 (13y) | ||
| Tanner J Manning | Registered representative | Sep 2024 (2y) | ||
| Daniel I Rubio | Registered representative | May 2026 (0y) | ||
| Matthew Ray | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jessica A Kmetty Living Trust Dtd | Revocable Living Trust | Dec 2021 | A | 10% – 25% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jessica Ann Kmetty: 75% – 100% of Jessica A Kmetty Living Trust Dtd × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $448M (87% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗