Kennedy Capital Management Llc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 105834
· SEC file 801-15323
· St Louis, MO
· WWW.KENNEDYCAPITAL.COM
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ADV data as of May 21, 2026
- Regulatory AUM
- $5.0B
- Discretionary
- $4.9B
- Clients
- 213
- Avg AUM / client
- $23.6M
- Accounts
- 213
- Employees
- 43
AUM over time
$3.7B
$6.0B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $2.7M | 0.05% |
| High net worth individuals | 92 | $120M | 2.39% |
| Banking or thrift institutions | 0 | $0 | — |
| Investment companies | 7 | $269M | 5.37% |
| Pooled investment vehicles (non-investment companies) | 11 | $1.6B | 32.3% |
| Pension and profit sharing plans | 9 | $280M | 5.58% |
| Charitable organizations | 18 | $473M | 9.42% |
| State or municipal government entities | 23 | $1.6B | 31.3% |
| Other investment advisers | 7 | $299M | 5.97% |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 26 | $376M | 7.5% |
| Other | 16 | $7.7M | 0.15% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Plumbers' & Pipefitters' Local Union 562 Pension Fund Trustees, Plumbers' & Pipefitters' Local Pension Fund | 2024 | |
| Transit Management Of Southeast Louisiana, Inc. Retirement Income Plan Transit Management Of Southeast Louisiana, Inc. | New Orleans, LA | 2024 |
| Sheet Metal Workers Local No. 177 Pension Fund Trustees Sheet Metal Workers Local No. 177 Pension Fund | 2024 | |
| The Employee Retirement Plan Of Group Health Plan, Group Health Plan, Inc. | 2024 |
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Oliver, Richard, Ernest | Chief Financial Officer | Dec 1994 (32y) | Less than 5% | |
| Francis Andrew Latuda | Director, Chief Investment Officer, Portfolio Manager | CFA | Nov 2000 (26y) | Less than 5% |
| Donald M Cobin | Chairman Of The Board, President, Chief Executive Officer, Portfolio Manager | CFA | Nov 2007 (19y) | Less than 5% |
| Shah, Niraj, Surendra | Chief Strategy Officer | Jun 2016 (10y) | Less than 5% | |
| Boyne, James, Joseph | Director Kennedy Capital Management Llc | Oct 2017 (9y) | Less than 5% | |
| Jean Buchanan Barnard | Director, Portfolio Manager, Director Of Research | CFA | Mar 2018 (8y) | Less than 5% |
| Wolcott, Patrick, Joseph | Vice President, Chief Operating Officer | Jul 2021 (5y) | Less than 5% | |
| Hunt, Doris, Ann | Vice President, Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Medda, Giorgio | Director Kennedy Capital Management Llc | Feb 2023 (4y) | Less than 5% | |
| Pracca, Vittorio, Federico | Director Kennedy Capital Management Llc | Feb 2023 (4y) | Less than 5% | |
| Charles Louis Bryant | Registered representative | Nov 2007 (19y) | ||
| Thomas Evrard Leritz | Registered representative | CFA | Sep 2009 (17y) | |
| Christian Jacobi Mcdonald | Registered representative | CFA | Apr 2011 (15y) | |
| Stanislav Timofeyev | Registered representative | CFA | Oct 2011 (15y) | |
| Sean Michael Mcmahon | Registered representative | Apr 2015 (11y) | ||
| Jeffrey Todd Eckerle | Registered representative | Jun 2016 (10y) | ||
| Patrick Alexander Mosman | Registered representative | CFA | Jan 2017 (10y) | |
| Mcafee Scott Burke | Registered representative | CFA | Oct 2017 (9y) | |
| Brian John Hagler | Registered representative | Nov 2017 (9y) | ||
| James Ryan Dunnegan | Registered representative | Nov 2019 (7y) | ||
| Robert Van Bergen | Registered representative | CFA | Jun 2021 (5y) | |
| Samuel Peterman | Registered representative | CFA | Aug 2025 (1y) | |
| Ithiel Turrado Vale | Registered representative | CFA | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kcm Holdings Inc | Member Class A Units | Nov 2022 | A | 50% – 75% |
| Az Us Holdings, Inc. | Member Class A Units | Feb 2023 | A | 25% – 50% |
| Azimut Uk Holdings Ltd. | Member | Jul 2021 | B | ≈ 18.75% – 50% via Az Us Holdings, Inc. |
| Azimut Holding S.P.A. | Member | Oct 2019 | B | ≈ 14.06% – 50% via Azimut Uk Holdings Ltd. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Azimut Uk Holdings Ltd.: 75% – 100% of Az Us Holdings, Inc. × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Azimut Holding S.P.A.: 75% – 100% of Azimut Uk Holdings Ltd. × 75% – 100% of Az Us Holdings, Inc. × 25% – 50% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Plumbers' & Pipefitters' Local Union 562 Pension Fund | Trustees, Plumbers' & Pipefitters' Local Pension Fund | 2,808 | $818M | 01/01/2024 |
| Transit Management Of Southeast Louisiana, Inc. Retirement Income Plan | Transit Management Of Southeast Louisiana, Inc. | 0 | $180M | 01/01/2024 |
| Sheet Metal Workers Local No. 177 Pension Fund | Trustees Sheet Metal Workers Local No. 177 Pension Fund | 712 | $75.6M | 01/01/2024 |
| The Employee Retirement Plan Of Group Health Plan, | Group Health Plan, Inc. | 1,513 | $819M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 1.41 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $1.2B (24% of AUM) May 2026
- State Street $528M (11% of AUM) May 2026
- BNY Mellon $455M (9% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗