Clayton Financial Services Inc
- Regulatory AUM
- $910M
- Discretionary
- $910M
- Clients
- 753
- Avg AUM / client
- $1.2M
- Accounts
- 1,876
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 606 | $302M | 33.2% |
| High net worth individuals | 110 | $470M | 51.7% |
| Charitable organizations | 19 | $126M | 13.8% |
| Corporations and other businesses | Fewer than 5 clients | $459K | 0.05% |
| Other | 18 | $11.2M | 1.23% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Clayton, Randy, Joe | Founding Partner/Director | Aug 1984 (42y) | 10% – 25% | |
| Clayton, Debra, Ann | Founding Partner/Director | Mar 1989 (37y) | 10% – 25% | |
| Barbara Jean Duncan | Partner/Senior Wealth Advisor/Director | CFP | Oct 2009 (17y) | 10% – 25% |
| Elizabeth Ann Young | Partner/Senior Wealth Advisor/Director | CFP | Oct 2009 (17y) | 10% – 25% |
| Patty, Clinton, E | Chief Compliance Officer/Managing Partner/Director | Jun 2016 (10y) | 10% – 25% | |
| James Michael Walden | Partner/Chief Investment Officer/Director | CFA | Jan 2020 (7y) | 10% – 25% |
| Eric Scott Purcell | Registered representative | CFP | Jun 2017 (9y) | |
| Zachary Wayne Pohlenz | Registered representative | CFP | Feb 2020 (6y) | |
| Colton Kelly Walker | Registered representative | CFP | May 2021 (5y) | |
| Sean Andrew Bounous | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $878M (97% of AUM) Mar 2026
- National Financial Services (Fidelity) $535M (99% of AUM) Oct 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗