Thor Investment Management Inc
- Regulatory AUM
- $679M
- Discretionary
- $679M
- Clients
- 493
- Avg AUM / client
- $1.4M
- Accounts
- 1,691
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 304 | $144M | 21.2% |
| High net worth individuals | 175 | $504M | 74.3% |
| Pension and profit sharing plans | 14 | $27.5M | 4.06% |
| Charitable organizations | Fewer than 5 clients | $1.1M | 0.17% |
| Corporations and other businesses | Fewer than 5 clients | $1.6M | 0.23% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Edward Gore | Chief Investment Officer/Shareholder | Apr 1992 (34y) | 25% – 50% | |
| Mark Frederick Kleespies | Chief Marketing Officer/Shareholder | Jan 1997 (30y) | 25% – 50% | |
| Gregory Charles Luke | Chief Compliance Officer/Shareholder | Jul 2002 (24y) | 25% – 50% | |
| Kaiser, Jenna, Kimberly | Chief Operations Officer/Shareholder | Jan 2005 (22y) | Less than 5% | |
| James John Stechschulte | Director | CFA | Oct 2017 (9y) | 5% – 10% |
| Andrew David Molnar | Director | CFA | Nov 2018 (8y) | 5% – 10% |
| Allisha Henry Curtis | Registered representative | Mar 2012 (14y) | ||
| Anthony Weaver | Registered representative | CFP | Aug 2025 (1y) | |
| Andrew John Woodard | Registered representative | CFA | Jun 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $679M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗