Ims Capital Management Llc
- Regulatory AUM
- $381M
- Discretionary
- $371M
- Clients
- 283
- Avg AUM / client
- $1.3M
- Accounts
- 556
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 202 | $19.1M | 5.02% |
| High net worth individuals | 62 | $197M | 51.6% |
| Investment companies | 1 | $68.4M | 17.9% |
| Pension and profit sharing plans | Fewer than 5 clients | $714K | 0.19% |
| Charitable organizations | 16 | $25.5M | 6.69% |
| Insurance companies | 1 | — | — |
| Corporations and other businesses | 1 | $70.7M | 18.5% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carl William Marker | Ceo, Chief Investment Officer/Chairman Of The Board/Director/Secretary | May 1988 (38y) | 75% or more | |
| Steve Foster Haug | Managing Director | Dec 2003 (23y) | Less than 5% | |
| Douglas Paul Kintzinger | Board Member And Advisor | Jan 2011 (16y) | 5% – 10% | |
| Daniel Allan Belica | Managing Director | Jul 2014 (12y) | Less than 5% | |
| Christopher L Magana | President And Chief Compliance Officer | Jan 2015 (12y) | 10% – 25% | |
| Aaron Jacob Christopherson | Registered representative | CFP | Oct 2025 (1y) | |
| Brian Andrew Timm | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $213M (56% of AUM) Mar 2026
- U.S. Bank $74.9M (20% of AUM) Mar 2026
- Argent Institutional Trust Company $68.0M (18% of AUM) Mar 2026
- Fidelity Brokerage Services $16.7M (5% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗